Notice of Proposed Changes and Request for Feedback – Changes to Order Allocation Methodology for Jitney Trades – CNSX Markets Inc.
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Notice of Approval - Canadian Securities Exchange - Amendments to Rule 4 -Trading of Securities - Canadian Securities Exchange
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Notice and Request for Comments - Notice 2013-00[3] - Amendments to Rule 4 Trading of Securities - Canadian Securities Exchange
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Request for Comments - Notice 2014-003 - Self Trade Prevention - Canadian Securities Exchange
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Notice of Commission Approval – Amendments to CNSX Markets Inc. Order Functionality – Passive-Only Order Type - Canadian Securities Exchange
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OSC Staff Notice of Commission Approval – Amendments to Policy 2 – Qualification for Listing – CNSX Markets Inc.
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Notice of Commission Approval - Repeal of CNQ Rule 10 - Sales Practice - Canadian Trading and Quotation System Inc. (CNQ)
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Notice of Commission Approval of Proposed Changes - Chi-X Canada ATS Limited
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Notice of Commission Approval of Proposed Changes - Chi-X Canada ATS Limited
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Request for Comment – Proposed Amendments Respecting Non-Clients – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Proposed Amendments to the Risk Manual of CDCC with respect to the Initial Margin Model for Equity Derivatives – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Commission Approval - Amendments to CNQ Rules 4-106, 4-107, 4-111 and 1-101 - Entry of Orders - Canadian Trading and Quotation System Inc. (CNQ)
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Torys LLP: Navigating ESG Disclosure Standards
Évènements
Request for Comment - Proposed Amendments to the Oversight of MFDA IPC
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Notice of Commission Approval – Variation and Restatement of Approval Order – MFDA Investor Protection Corporation (MFDA IPC)
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Notice and Request for Comment - Significant Change Subject to Public Comment - Amendments to Trading System Functionality and Features - Canadian Securities Exchange
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Notice of Commission Approval of Amended Memorandum of Understanding Regarding Oversight of the Mutual Fund Dealers Association of Canada (MFDA) (effective April 1, 2021)
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Notice of Approval and Summary of Public Comments – MFDA Investor Protection Corporation – Mutual Fund Dealers Association of Canada (MFDA)
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Application to Become Designated as a Trade Repository and Draft Order – ICE Trade Vault, LLC
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CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to CDS Participant Procedures
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