Notice of Correction -- Companion Policy 31-102 CP National Registration Database (July 17, 2009, Supplement 2 and September 18, 2009, Supplement 4)
Documents d'Instruments, règles et politiques
Amendment (Related to National Instrument 31-103 effective September 28, 2009)
Documents d'Instruments, règles et politiques
Notice of Amendments
Documents d'Instruments, règles et politiques
CSA Notice of Amendments Relating to Designated Rating Organizations
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval: Amendments to National Instrument 31-103 Registration Requirements, Exemptions And Ongoing Registrant Obligations And Related Instruments
Documents d'Instruments, règles et politiques
Proposed National Instrument, Notice and Request for Comments, Companion Policy and related forms: NI 31-103 - Registration Requirements
Documents d'Instruments, règles et politiques
Proposed National Instrument: NI 31-103 - Registration Requirements
Documents d'Instruments, règles et politiques
CSA Staff Notice 21-320 Update: National Instrument 21-101 Marketplace Operation and Related Companion Policy - Dealing with Government Debt Transparency
Documents d'Instruments, règles et politiques
CSA Staff Notice 21-321 Markets in Financial Instruments Directive (MiFID II) - Share Trading Obligation and its Application to Canadian Securities
Documents d'Instruments, règles et politiques
CSA Staff Notice 21-322 Applicability of Regulation to the Operation of MTFs or OTFs in Canada
Documents d'Instruments, règles et politiques
CSA Staff Notice and Request for Comment 21-323 - Proposal for Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities and Proposed Amendments to NI 21-101
Documents d'Instruments, règles et politiques
[withdrawn by CSA Staff Notice 11-346, September 14, 2023] CSA Staff Notice 21-324 Information Processor for Exchange-Traded Securities other than Options
Documents d'Instruments, règles et politiques
CSA Staff Notice 21-325 Follow-up on Marketplace Systems Incidents
Documents d'Instruments, règles et politiques
CSA Staff Notice 21-326 Guidance for Reporting Material Systems Incidents
Documents d'Instruments, règles et politiques
CSA Staff Notice 21-327 Guidance on the Application of Securities Legislation to Entities Facilitating the Trading of Crypto Assets
Documents d'Instruments, règles et politiques
CSA Staff Notice 21-328 Regulatory Approach to Foreign Marketplaces Trading Fixed Income Securities
Documents d'Instruments, règles et politiques
CSA Staff Consultation Paper: 21-401 - Real-Time Market Data Fees
Documents d'Instruments, règles et politiques
Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms
Documents d'Instruments, règles et politiques
OSC Rule 21-501 - Deferral of Information Transparency Requirements for Government Debt Securities in National Instrument 21-101 - Marketplace Operation
Documents d'Instruments, règles et politiques
Repeal of OSC Rule 21-501 - Deferral of Information Transparency Requirements for Government Debt Securities in National Instrument 21-101 - Marketplace Operation
Documents d'Instruments, règles et politiques