Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms
Documents d'Instruments, règles et politiques
Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations - Dispute Resolution Services
Documents d'Instruments, règles et politiques
CSA Staff Notice: 31-337 - Cost Disclosure, Performance Reporting and Client Statements - Frequently Asked Questions and Additional Guidance as of February 27, 2014
Documents d'Instruments, règles et politiques
Amendments to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations
Documents d'Instruments, règles et politiques
Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval: Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Companion Policy 31-103CP
Documents d'Instruments, règles et politiques
Notice of Proposed Pre-Marketing and Marketing Amendments to Prospectus Rules
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Notice and Request for Comment: Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments
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OSC Staff Notice 81-730 - Consideration of Alternative Approaches to Address Concerns Related to Deferred Sales Charges
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Amendments to OSC Rule 81-801 Implementing National Instrument 81-106 Investment Fund Continuous Disclosure
Documents d'Instruments, règles et politiques
Notice and Request for Comments: OSC Rule - 81-801 Implementing National Instrument 81-106 Investment Fund
Documents d'Instruments, règles et politiques
Proposed OSC Rule: 81-801 Implementing National Instrument 81-106 Investment Fund
Documents d'Instruments, règles et politiques
OSC Rule: 81-801 Implementing National Instrument 81-106 Investment Fund
Documents d'Instruments, règles et politiques
OSC Rule: 81-802 Implementing National Instrument 81-107 Independent Review Committee for Investment Funds
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Approval 81-901 - Approval of Trustees of Mutual Funds
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Revised Approval 81-901 Mutual Fund Trusts: Approval of Trustees Under Clause 213(3)(b) of the Loan and Trust Corporations Act
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment - Proposed National Instrument 91-102 Prohibition of Binary Options and Related Proposed Companion Policy
Documents d'Instruments, règles et politiques
CSA Multilateral Notice of Multilateral Instrument 91-102 Prohibition of Binary Options and Related Companion Policy
Documents d'Instruments, règles et politiques
Companion Policy 91-102 Prohibition of Binary Options
Documents d'Instruments, règles et politiques
Multilateral Instrument 91-102 Prohibition of Binary Options
Documents d'Instruments, règles et politiques
