Notice of Commission Deemed Approval – Housekeeping Amendments to the Universal Market Integrity Rules (UMIR) Regarding the Definition of “Marketplace” – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to the Risk Manual of CDCC to Change the Initial Margin Model for Bond Derivatives – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to the Risk Manual of CDCC to Change the Initial Margin Model for Equity Derivatives – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Request for Comments – Material Amendments to CDS Procedures – Automated Confirmation Transaction (ACT) Service – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Request for Comments – Material Amendments to CDS Procedures – New York Link (NYL) Service – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to MFDA Rule 5.3.1 – Delivery of Account Statement – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice Of Effective Date – Technical/Housekeeping Amendments to CDS Rules – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange - ICAP Global Derivatives Limited
Marchés, OAR et agences de compensation
Draft Exemption Order - ICAP Global Derivatives Limited
Marchés, OAR et agences de compensation
Notice of Revocation Order – ICAP SEF (US) LLC
Marchés, OAR et agences de compensation
Notice of Commission Order - Application for Exemptive Relief - 360 Trading Networks Inc., et al.
Marchés, OAR et agences de compensation
OSC Notice and Request for Comment Regarding Applications for Exemption from Recognition as an Exchange by 360 Trading Networks Inc. et al.
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange – ICAP SEF (US) LLC
Marchés, OAR et agences de compensation
Draft Exemption Order – ICAP SEF (US) LLC
Marchés, OAR et agences de compensation
Notice of Commission Order – Extension of Interim Exemption Orders – 360 Trading Networks Inc. et al.
Marchés, OAR et agences de compensation
Order
Marchés, OAR et agences de compensation
Order – ICAP SEF (US) LLC
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange – ICE Swap Trade LLC
Marchés, OAR et agences de compensation
Draft Exemption Order – ICE Swap Trade LLC
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange – LatAm SEF, LLC
Marchés, OAR et agences de compensation
