Draft Exemption Order - Bloomberg Tradebook Singapore Pte Ltd.
Marchés, OAR et agences de compensation
Application for Exemptive Relief – Notice of Commission Order – Carta Capital Markets, LLC
Marchés, OAR et agences de compensation
Application for an Exemption from the Marketplace Rules – Notice and Request for Comment – Dealerweb Inc.
Marchés, OAR et agences de compensation
Notice of Approval – Proposed Change to the MATCHNow Trading System – TriAct Canada Marketplace LP
Marchés, OAR et agences de compensation
Request for Comments - Proposed Public Interest Rule Amendments to the Neo Exchange Trading Policies – Neo Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to the Rules, Operations Manual, Risk Manual and Default Manual of the CDCC to Introduce a Supplemental Liquidity Fund – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Revocation Order – SS&C Technologies Canada Corp.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to the Risk Manual of the CDCC With Respect to the Base Initial Margin Model for Fixed Income Products – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to the Rules of the CDCC to Modify the Final Settlement Price of the One-Month CORRA Futures (COA) – Canadian Derivatives Clearing Corporation (CDCC)
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Use of Refilings and Errors List for corrections to continuous disclosure filings, websites and social media
IFSP eNews
Notice of Approval – Proposed Change to Add Foreign Non-Debt Securities – Bloomberg Tradebook Canada Company
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Exemption From Recognition as an Exchange and the Marketplace Rules – Bloomberg Tradebook Singapore Pte Ltd.
Marchés, OAR et agences de compensation
Notice of Commission Deemed Approval – Housekeeping Amendments to Form 1, Part II – Report on Compliance for Insurance, Segregation of Securities and Guarantee/Guarantor Relationships – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Approval – Providing Dark Liquidity & Do Not Trade Self-Trade Prevention Order Feature – TSX Inc.
Marchés, OAR et agences de compensation
Notice of Correction – Notice of Commission Deemed Approval – Housekeeping Amendments to Form 1, Part II – Report on Compliance for Insurance, Segregation of Securities and Guarantee/Guarantor Relationships – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Proposed Amendments to Rule C-18 and Section 6.6 of the Operations Manual of the CDCC to Modify the Delivery Period of the 30-year Government of Canada Bond Future Contracts (LGB) – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Approval – Proposed Introduction of Two Classes of Conditional Order Types and Matching Functionality to the Instinet Canada Cross Trading System – Instinet Canada Cross Limited (ICX)
Marchés, OAR et agences de compensation
Approval Order – Canadian Investor Protection Fund (CIPF)
Marchés, OAR et agences de compensation
Notice of Exemption Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Proposed Rule Amendments and Request for Comments - Alpha Exchange Inc.
Marchés, OAR et agences de compensation