Amended Exemption Order - s.144 - TSX Venture Exchange Inc.
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Exemption Order - TSX Venture Exchange Inc.
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Application for Order Amending and Restating Exemption Order - TSX Venture Exchange Inc.
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Notice of Commission Approval - Toronto Stock Exchange Inc. Acquisition of Canadian Venture Exchange Inc.
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Notice and Submission - Toronto Stock Exchange Inc. Acquisition of Canadian Venture Exchange Inc.
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Notice of Commission Approval - Canadian Venture Exchange Exemption from Recognition as a Stock Exchange under Section 21 of the Act
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Application for Exemption and Interim Exemption Order - Canadian Venture Exchange
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Variation Order - Amendment to Recognition Order Relating to the Process for the Review and Approval of Rules and the Information Contained in Form 21-101F1 - TMX Group Inc. and TSX Inc.
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Notice and Request for Comment - Proposed Transaction with London Stock Exchange Group PLC - TMX Group Inc. and TSX Inc.
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Amended Recognition Order of TSX Group Inc. and TSX Inc.
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Oversight Review Report of the Mutual Fund Dealers Association of Canada (MFDA)
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Oversight Review Report of the Mutual Fund Dealers Association of Canada (MFDA)
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Proposed Amendments to MFDA Rule 1.2.1(d) (Salespersons – Dual Occupations) – Mutual Fund Dealers Association of Canada (MFDA)
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Proposed Amendments to MFDA Rule 2.2 (Client Accounts) and MFDA Policy No. 2 Minimum Standards for Account Supervision – Mutual Fund Dealers Association of Canada (MFDA)
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Proposed Amendments to MFDA Rule 5.3 (Client Reporting) and MFDA Rule 2.8 (Client Communications) – Mutual Fund Dealers Association of Canada (MFDA)
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Proposed Amendments to MFDA By-law No. 1, s. 25.4 (Other Instruments) – Mutual Fund Dealers Association of Canada (MFDA)
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Proposed Amendments to MFDA Rule 1.1.6 (Introducing and Carrying Arrangement) – Mutual Fund Dealers Association of Canada (MFDA)
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Joint Notice and Request for Comment – Application for Amendment and Restatement of Its Recognition Orders and Application to Amend the Definition of "Public Director" in its By-law No. 1 – Mutual Fund Dealers Association of Canada (MFDA)
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Proposed Amendments to Policy 6 Distributions – Amendments to Section 11 of MFDA By-law No. 1 (Member Approval Process) – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Housekeeping Amendments to MFDA Form 1 – Financial Questionnaire and Report – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
