Recognition and Designation Order – ss. 21.2(1) and s. 144 of the Act and Part VI of the OBCA – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Notice of Withdrawal – Proposed Amendments Relating to the New Methodology for Margining Equity Securities – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 17-0144 – Notice of Withdrawal – Proposed Amendments Relating to the New Methodology for Margining Equity Securities – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Proposed Amendments to IIROC Continuing Education Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 18-0019 – Continuing Education Rules – proposed amendments – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Proposed Changes to Forms and Guidance Relating to Investment in a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 17-0055 – Request for Comment – Proposed Changes to Forms and Guidance Relating to Investment in a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Universal Market Integrity Rules – Amendments Respecting Designations and Identifiers – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 17-0039 – Amendments Respecting Designations and Identifiers – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Request for Comment – Proposed Provisions Respecting Trading Supervision Obligations – Investment Industry Regulatory Organization of Canada (IIROC)
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Appendix A – Housekeeping Amendments to Remove Statement G of the Form 1 and Corollary Amendments to the Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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Appendix B – Housekeeping Amendments to Remove Statement G of the Form 1 and Corollary Amendments to the Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Proposed Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 18-0153 – Proposed Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 17-0069 – Non-material amendments to Schedule 12 of Form 1 and its Notes and Instructions – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – The Proposed IIROC Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval - IDA Proposed Housekeeping Amendments to Regulations 100.2(d) and 100.13
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IIROC Notice 17-0088 – Proposed Amendments to Dealer Member Rule 200.2(L)(X)(B) on Trade-Confirmation Suppression – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Withdrawal – Proposed Amendments Relating to Personal Financial Dealings with Clients – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 17-0079 – Notice of Withdrawal – Proposed Amendments Relating to Personal Financial Dealings with Clients – Investment Industry Regulatory Organization of Canada (IIROC)
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