Notice of Commission Approval - Derivatives Rule Modernization, Stage 1 - Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Notice of Material Rule Submission - Proposed Material Amendments to CDS Procedures and Fee Schedule Related to the Cessation of the Euroclear France Link and SEB Link Services - CDS Clearing and Depository Services (CDS)
Marchés, OAR et agences de compensation
Notice of Housekeeping Rule Amendments to the Listing Forms – Cboe Canada Inc.
Marchés, OAR et agences de compensation
81-337 -
IRP Title
Targeted Continuous Disclosure Review and Guidance for Independent Review Committees for Investment Funds
Instruments, règles et politiques
25-311 -
IRP Title
2023 Annual Activities Report on the Oversight of Canadian Investment Regulatory Organization and Canadian Investment Protection Fund
Instruments, règles et politiques
Rapport d’inspection de l’Organisme canadien de réglementation des investissements
Marchés, OAR et agences de compensation
Notice of Commission Approval - Proposed Amendments to the Rules, Operations Manual and Risk Manual of the CDCC Regarding Reference Rate Fallback Procedures - Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice – Consolidation of ATS Protocol Orders
Marchés, OAR et agences de compensation
Notice of Cessation of ATS Business – Equilend Canada Corp.
Marchés, OAR et agences de compensation
Alpha Exchange Inc. – Amendment to Order Processing Delay – Notice of Approval
Marchés, OAR et agences de compensation
Request for Comment – Republication of Proposed Derivatives Rule Modernization, Stage 1 – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
24-930 -
IRP Title
Coordinated Blanket Order
Instruments, règles et politiques
OSC Staff Notice of Request for Comment – Proposed Amendments to the Rules of the CDCC Regarding Cybersecurity – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Request for Comment – Proposed Clarifying Amendments to Registration and Proficiency Requirements – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
ICE NGX Canada Inc. – Application for Amendment of Order Exempting It from Recognition as a Commodity Futures Exchange and as an Exchange – Notice and Request For Comment
Marchés, OAR et agences de compensation
81-509 -
IRP Title
Extension to Ontario Instrument 81-508 Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers
Instruments, règles et politiques
Notice of Material Rule Submission - Proposed Amendments to the Rules, Operations Manual and Risk Manual of the CDCC to Move to T+1 Settlement - Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comment – Broker Preferencing for Anonymous Hidden Orders on CXC and CX2 – Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice of Commission Order – KOR Reporting Inc.
Marchés, OAR et agences de compensation
IIROC Notice 19-0181 – Proposed Amendments Respecting Disclosure of Information by Ombudsman Service to IIROC – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
