Unofficial Consolidation: Form 31-103F1 Calculation of Excess Working Capital
Documents d'Instruments, règles et politiques
CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and
Potential Impact on Canadian Capital Markets
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 33-109F6 Firm Registration
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 52-107CP - Acceptable Accounting Principles and Auditing Standards
Documents d'Instruments, règles et politiques
OSC Staff Notice 11-737 (Revised) – Securities Advisory Committee – Vacancies
Documents d'Instruments, règles et politiques
OSC Staff Notice 33-757 – Review of Restricted Dealer Crypto Asset Trading Platforms’ Compliance with the Account Appropriateness, Investment Limits and Client Limits Requirements
Documents d'Instruments, règles et politiques
CSA Multilateral Staff Notice 58-317 - Review of Disclosure Regarding Women on Boards and in Executive Officer Positions - Year 10 Report
Documents d'Instruments, règles et politiques
CSA Notice of Consultation – Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives
Documents d'Instruments, règles et politiques
Detailed Data on Women on Boards and in Executive Officer Positions
Documents d'Instruments, règles et politiques
Detailed Data on Balance of Issuers in Second Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions
Documents d'Instruments, règles et politiques
Detailed Data on Balance of Issuers in Third Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions
Documents d'Instruments, règles et politiques
Detailed Data on Balance of Issuers in Ninth Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions
Documents d'Instruments, règles et politiques
Detailed Data on CSA Multilateral Staff Notice 58-317 Report on Tenth Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions
Documents d'Instruments, règles et politiques
CSA Staff Notice and Consultation 11-348 - Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets
Documents d'Instruments, règles et politiques
CSA Notice – Amendments to National Instrument 81-102 Investment Funds Pertaining to Crypto Assets
Documents d'Instruments, règles et politiques
Ontario Securities Commission – Coordinated Blanket Order 45-933
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Ontario Securities Commission Rule 48-501, Trading During Distributions, Formal Bids and Share Exchange Transactions and Companion Policy 48-501 CP to Rule 48-501
Documents d'Instruments, règles et politiques
CSA Staff Notice 81-338 - Guidance on the Use of Discretion under the CSA Investment Risk Classification Methodology
Documents d'Instruments, règles et politiques
Ontario Securities Commission – Coordinated Blanket Order 41-930
Documents d'Instruments, règles et politiques
Ontario Securities Commission – Coordinated Blanket Order 45-930
Documents d'Instruments, règles et politiques
