Draft Exemption Order – TW SEF LLC
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Notice of Coming into Effect – Memorandum of Understanding Among the Canadian Securities Administrators regarding the Oversight of the Canadian Investor Protection Fund (CIPF)
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Notice of Commission Order – Application for Variation and Restatement of FundSERV’s Interim Order – FundSERV Inc.
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Notice of Commission Order – Application for Variation of CME’s Interim Order – Chicago Mercantile Exchange Inc.
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Notice of Commission Order – Application for Exemptive Relief – Chicago Mercantile Exchange Inc.
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Notice of Withdrawal of Proposed Amendments to Lynx ATS – Lynx 2.0 - Tradelogiq Markets Inc.
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Application for Exemption from Recognition as an Exchange – Refinitiv Transaction Services Pte. Ltd.
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Notice of Memorandum of Understanding Concerning the Oversight of the Mutual Fund Dealers Association of Canada (MFDA)
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OSC Notice and Request for Comment – Application for Exemption from Recognition as an Exchange – Refinitiv Transaction Services Pte. Ltd.
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Notice of Coming into Effect of Memorandum of Understanding Among the Canadian Securities Administrators Regarding Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Coming into Effect of Memorandum of Understanding Regarding the Oversight of the Mutual Fund Dealers Association of Canada (MFDA)
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Request for Comments - Proposed Public Interest Rule Amendment to the Trading Policies - Neo Exchange Inc.
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Notice of Withdrawal - Imbalance Only Order for Closing Call - Neo Exchange Inc
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IIROC Notice 21-0129 – Amendments to swap counterparty margin requirements – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Housekeeping Rule Amendments to the Trading Policies - Neo Exchange Inc.
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Notice of Commission Approval – Amendments to Swap Counterparty Margin Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Approval - Public Interest Rule Amendments to the Listing Manual - Neo Exchange Inc.
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Notice of Housekeeping Rule Amendments to the Listing Manual and Listing Forms - Neo Exchange Inc.
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Notice of Commission Order – Application for Exemptive Relief – Execution Access, LLC
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Request for Comment – Proposed Amendments to Rule C-18 of the CDCC to Modify the Delivery Standards of the 30-Year Government of Canada Bond Future Contracts – Canadian Derivatives Clearing Corporation (CDCC)
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