Blackline of changes to the 2008 Proposal: NI 31-103 - Registration Requirements and Exemptions
Documents d'Instruments, règles et politiques
Alternative approach to regulating exempt market intermediaries in certain jurisdictions: NI 31-103 - Registration Requirements and Exemptions
Documents d'Instruments, règles et politiques
CSA Staff Notice: 31-311 - Proposed National Instrument - Transition into the new registration regime: NI 31-103 - Registration Requirements and Exemptions
Documents d'Instruments, règles et politiques
Adoption of the Instrument and consequential amendments: NI 31-103 - Registration Requirements and Exemptions
Documents d'Instruments, règles et politiques
Notice of CSA Approval: NI 31-103 - Registration Requirements and Exemptions
Documents d'Instruments, règles et politiques
Notice of Correction: NI 31-103 - Registration Requirements and Exemptions (July 17, 2009, Supplement 2) - Appendix A of CSA Notice
Documents d'Instruments, règles et politiques
National Instrument: NI 31-103 - Registration Requirements and Exemptions and Consequential Amendments to Related Instruments
Documents d'Instruments, règles et politiques
Notice of Changes to Companion Policy 24-102 Clearing Agency Requirements
Documents d'Instruments, règles et politiques
Proposed Amendments to National Instrument 24-102 Clearing Agency Requirements and Proposed Changes to Companion Policy 24-102 Clearing Agency Requirements
Documents d'Instruments, règles et politiques
CSA Notice Amendments to National Instrument 24-102 Clearing Agency Requirements and Changes to Companion Policy 24-102 Clearing Agency Requirements
Documents d'Instruments, règles et politiques
CSA Notice: 24-301 - Responses to Comments Received on Discussion Paper 24-401
Documents d'Instruments, règles et politiques
CSA Notice: 24-302- Entitlement Payments to CDS
Documents d'Instruments, règles et politiques
Notice: CSA Notice - 24-303 - CSA SRO Oversight Project - Review of Oversight of Self-Regulatory Organizations and Market Infrastructure Entities - Report of the CSA SRO Oversight Project Committee - December 2006
Documents d'Instruments, règles et politiques
Revisions to CSA Staff Notice: 24-305 - Frequently Asked Questions About National Instrument 24-101 - Institutional Trade Matching and Settlement and Related Companion Policy
Documents d'Instruments, règles et politiques
[withdrawn by CSA Staff Notice 11-346, September 14, 2023] CSA Staff Notice 24-310 - Status Update on Proposed Local Rules 24-503 Clearing Agency Requirements and Related Companion Policies
Documents d'Instruments, règles et politiques
CSA Multilateral Staff Notice 24-311 - Qualifying Central Counterparties
Documents d'Instruments, règles et politiques
CSA Staff Notice 24-312 - Preparing for the Implementation of T+2 Settlement
Documents d'Instruments, règles et politiques
Multilateral CSA Staff Notice 24-313 – CSA Staff's Review of Proposed Amendments to Fee Schedule of The Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Documents d'Instruments, règles et politiques
CSA Staff Notice 24-314 - Preparing for the Implementation of T+2 Settlement: Letter to Registered Firms
Documents d'Instruments, règles et politiques
CSA Staff Notice 24-315 Update on Enhanced Segregation and Portability Initiatives for Clearing Agencies Serving the Domestic Futures Markets
Documents d'Instruments, règles et politiques
