CSA Consultation Paper: 91-405 - Derivatives: End-User Exemption
Documents d'Instruments, règles et politiques
CSA Consultation Paper: 91-406 - Derivatives: OTC Central Counterparty Clearing
Documents d'Instruments, règles et politiques
Background Research Report - The Canadian Mutual Fund Industry: Its Experience With and Attitudes Toward Mutual Fund Regulation
Documents d'Instruments, règles et politiques
Background Legal Report - Trust Law Implications of Proposed Regulatory Reform of Mutual Fund Governance Structures
Documents d'Instruments, règles et politiques
Consultation Paper 81 - 403 (Rethinking Point of Sale Disclosure for Segregated Funds and Mutual Funds): Concept Proposal - 81-403 - Rethinking Point of Sale Disclosure for Segregated Funds and Mutual Funds
Documents d'Instruments, règles et politiques
Background Research Report to Consultation Paper 81- 403: Concept Proposal - 81-403 - Rethinking Point of Sale Disclosure for Segregated Funds and Mutual Funds
Documents d'Instruments, règles et politiques
[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] CSA Staff Notice 81-325 - Status Report on Consultation under CSA Notice 81-324 and Request for Comment on Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts
Documents d'Instruments, règles et politiques
[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] CSA Staff Notice 81-326 - Update on an Alternative Funds Framework for Investment Funds
Documents d'Instruments, règles et politiques
CSA Staff Notice 81-327 Next Steps in the CSA’s Examination of Mutual Fund Fees
Documents d'Instruments, règles et politiques
CSA Staff Notice 81-329 Reducing Regulatory Burden for Investment Fund Issuers
Documents d'Instruments, règles et politiques
CSA Staff Notice 81-330 Status Report on Consultation on Embedded Commissions and Next Steps
Documents d'Instruments, règles et politiques
OSC Staff Notice: 81-725 - Recent Amendments to Part XXI Insider Trading and Self-Dealing of the Securities Act (Ontario) - Transition Issues
Documents d'Instruments, règles et politiques
Summary Report for Investment Fund and Structured Product Issuers - 2014
Documents d'Instruments, règles et politiques
OSC Staff Notice 81-727 - Report on Staff’s Continuous Disclosure Review of Mutual Fund Practices Relating to Portfolio Liquidity
Documents d'Instruments, règles et politiques
OSC Staff Notice 81-728 - Use of “Index” in Investment Fund Names and Objectives
Documents d'Instruments, règles et politiques
Summary Report for Investment Fund and Structured Product Issuers - 2015
Documents d'Instruments, règles et politiques
OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting and Companion Policy 91-506CP to OSC Rule 91-506 Derivatives: Product Determination
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Proposed Rule: OSC Rule - 91-504 & 91-504CP - Over-The-Counter Derivatives and Companion Policy 91-504CP
Documents d'Instruments, règles et politiques
Proposed Amendments to NI 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution
Documents d'Instruments, règles et politiques
Amendments to National Instrument 45-106 Prospectus Exemptions
Documents d'Instruments, règles et politiques
