Unofficial Consolidation: National Instrument 93-101 Derivatives: Business Conduct
Documents d'Instruments, règles et politiques
Notice of Approval – Call Center Enterprise Discount Program – TSX Inc., Alpha Exchange Inc. and TSX Venture Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Coming into Force of Amendments to National Instrument 41-101 General Prospectus Requirements, National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-106 Investment Fund Continuous Disclosure, and Local Amendments to OSC Rule 13-502 Fees – Notice of Correction
Documents d'Instruments, règles et politiques
Notice of Variation Order – Fixed Income Clearing Corporation (FICC)
Marchés, OAR et agences de compensation
Notice of Withdrawal – Proposed Amendments Respecting Reporting, Internal Investigation and Client Complaint Requirements – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Request for Comment – Rule Consolidation Project – Phase 5 – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
CSA Staff Notice 25-313 – 2024 Annual Activities Report on the Oversight of Canadian Investment Regulatory Organization and Canadian Investor Protection Fund
Documents d'Instruments, règles et politiques
Notice and Request for Comments – Proposed Amendments – TSX Inc. and Alpha Exchange Inc.
Marchés, OAR et agences de compensation
Proposed Amendments to OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting and Proposed Changes to OSC Companion Policy 91-507CP and Proposed Changes to OSC Companion Policy 91-506CP
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 41-101 General Prospectus Requirements
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 94-101F2 Derivatives Clearing Service
Documents d'Instruments, règles et politiques
CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions to Introduce the Listed Issuer Financing Exemption
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment - Proposed Amendments and Proposed Changes to Implement an Access-Based Model for Investment Fund Reporting Issuers
Documents d'Instruments, règles et politiques
OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments
Documents d'Instruments, règles et politiques
CSA Staff Notice 43-310 (Revised) Confidential Pre-File Review of Prospectuses (for non-investment fund issuers)
Documents d'Instruments, règles et politiques
CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
Documents d'Instruments, règles et politiques
CSA Staff Notice 51-324 (Revised) Glossary to NI 51-101 Standards of Disclosure for Oil and Gas Activities
Documents d'Instruments, règles et politiques
OSC Staff Notice 41-702 (Revised) Prospectus Practice Directive #1 – Personal information forms and other procedural matters regarding preliminary prospectus filings
Documents d'Instruments, règles et politiques
CSA Position Paper 25-404 - New Self-Regulatory Organization Framework
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 45-106CP Prospectus Exemptions
Documents d'Instruments, règles et politiques
