Notice of Ministerial Approval of National Instrument 94-102 Customer Clearing and Protection of Customer Collateral and Positions
Documents d'Instruments, règles et politiques
CSA Staff Notice 94-302 Delivery of Forms Required under National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
Documents d'Instruments, règles et politiques
[Withdrawn by OSC Staff, September 1, 2022] CSA Staff Notice 94-303 Variation, Amendment, or Revocation and Replacement of Blanket Orders Exempting Certain Counterparties from the Requirement to Submit a Mandatory Clearable Derivative for Clearing and Update on Proposed Amendments to NI 94-101
Documents d'Instruments, règles et politiques
CSA Staff Notice 95-301 Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
Documents d'Instruments, règles et politiques
CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 21-101F3 Quarterly Report of Marketplace Activities
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 21-101F4 Cessation of Operations Report for Alternative Trading System
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 21-101F5 Information Statement Information Processor
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 21-101F6 Cessation of Operations Report for Information Processor
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 23-101 Trading Rules
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 23-101CP Trading Rules
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 23-102 Use of Client Brokerage Commissions
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 24-102F1 Clearing Agency Submission to Jurisdiction and Appointment of Agent for Service of Process
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 24-102F2 Cessation of Operations Report for Clearing Agency
Documents d'Instruments, règles et politiques
Unofficial Consolidation: OSC Rule 24-501 Designation as Market Participant
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 31-103F4 Net Asset Value Adjustments
Documents d'Instruments, règles et politiques
Unofficial Consolidation: OSC Rule 31-509 National Registration Database (Commodity Futures Act)
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 31-509CP National Registration Database
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Multilateral Instrument 32-102 Registration Exemptions for Non-Resident Investment Fund Managers
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 32-102CP Registration Exemptions for Non-Resident Investment Fund Managers
Documents d'Instruments, règles et politiques
