Unofficial Consolidation: Form 21-101F1 Information Statement Exchange or Quotation and Trade Reporting System
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 21-101F2 Information Statement Alternative Trading System
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 21-101F3 Quarterly Report of Marketplace Activities
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 21-101F5 Information Statement Information Processor
Documents d'Instruments, règles et politiques
OSC Staff Notice 11-790 Protecting Aging Investors through Behavioural Insights
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CSA Multilateral Staff Notice 51-361 Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2020 and March 31, 2019
Documents d'Instruments, règles et politiques
OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments
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Notice of Correction – CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required - Annex F
Documents d'Instruments, règles et politiques
OSC Staff Notice 11-737 (Revised) - Securities Advisory Committee - Vacancies
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2020 Summary Report for Dealers, Advisers and Investment Fund Managers
Documents d'Instruments, règles et politiques
CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required
Documents d'Instruments, règles et politiques
Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption
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Notice of Ministerial Approval of Amendments to National Instrument 21-101 – Marketplace Operation
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Amendments to National Instrument 51-102 Continuous Disclosure Obligations
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Changes to Companion Policy 51-102CP Continuous Disclosure Obligations
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Changes to Companion Policy to National Instrument 41-101 General Prospectus Requirements
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Changes to Companion Policy to National Instrument 44-101 Short Form Prospectus Distributions
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Notice of General Order – Ontario Instrument 81-505 Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds with Deadlines during the period from June 2 to September 30, 2020
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[withdrawn by CSA Staff Notice 11-346, September 14, 2023] CSA Staff Notice 51-360 (Updated) - Frequently Asked Questions Regarding Filing Extension Relief Granted by Way of a Blanket Order in Response to Covid-19
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Notice of General Order – Ontario Instrument 51-504 Temporary Exemptions from Certain Requirements to File or Send Securityholder Materials
Documents d'Instruments, règles et politiques
