Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Staff Notice 21-329 Guidance for Crypto-Asset Trading Platforms: Compliance with Regulatory Requirements
Documents d'Instruments, règles et politiques
CSA Notice regarding Coordinated Blanket Order 51-931 – Temporary Exemption from Requirements in National Instrument 51-102 Continuous Disclosure Requirements and National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer to Send Certain Proxy-Related Materials During a Postal Strike
Documents d'Instruments, règles et politiques
Notice of General Order – Coordinated Blanket Order 51-931 – Temporary Exemption from requirements in National Instrument 51-102 Continuous Disclosure Requirements and National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer to send certain proxy-related materials during a postal strike
Documents d'Instruments, règles et politiques
OSC Coordinated Blanket Order 51-931 – Temporary Exemption from requirements in National Instrument 51-102 Continuous Disclosure Requirements and National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer to send certain proxy-related materials during a postal strike
Documents d'Instruments, règles et politiques
CSA Staff Notice 13-315 (Revised) – Securities Regulatory Authority Closed Dates 2025
Documents d'Instruments, règles et politiques
CSA Staff Notice 11-312 (Revised) National Numbering System
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 81-102 Investment Funds
Documents d'Instruments, règles et politiques
OSC Staff Notice 81-736 - Summary Report for Investment Fund and Structured Product Issuers
Documents d'Instruments, règles et politiques
CSA Staff Notice 51-365 Continuous Disclosure Review Program Activities for the Fiscal Years Ended March 31, 2024 and March 31, 2023
Documents d'Instruments, règles et politiques
OSC Notice and Request for Comment - Proposed Amendments to OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees
Documents d'Instruments, règles et politiques
CSA/CIRO Staff Notice 23-332 Summary of Comments and Responses to CSA/IIROC Staff Notice 23-329 Short Selling in Canada
Documents d'Instruments, règles et politiques
Avis 11-798 de la CVMO – Énoncé des priorités – Demande de commentaires concernant l’Énoncé des priorités de la CVMO pour l’exercice financier 2024-2025
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment – Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Proposed Changes to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations
Documents d'Instruments, règles et politiques
CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2024
Documents d'Instruments, règles et politiques
Notice of Coming into Force of OSC Rule 81-509 Extension to Ontario Instrument 81-508 Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers
Documents d'Instruments, règles et politiques
Ontario Securities Commission Staff Notice 51-735 – Corporate Finance Branch 2023 Annual Report
Documents d'Instruments, règles et politiques
OSC Rule 81-509 Extension to Ontario Instrument 81-508 Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of the Repeal of National Instrument 81-104 Alternative Mutual Funds
Documents d'Instruments, règles et politiques
CSA Notice – Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement and Changes to Companion Policy 24-101 Institutional Trade Matching and Settlement
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
Documents d'Instruments, règles et politiques
