Application and Request for Comment
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Notice of Commission Approval – Amendments to the Universal Market Integrity Rules Respecting Electronic Trading – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Rules Notice 11-0050 – Request for Comments – Proposed Amendment of Sections 5.4 and 5.7 of IIROC By-law No. 1 – Director Election and Term – Filling Vacancies – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval - Proposed IDA Policy No. 4 Minimum Standards for Institutional Account Opening, Operation and Supervision
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Notice of Commission Approval - Housekeeping Amendments to IDA By-law 15 - Association Accounts and Funds and Execution of Instruments
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IIROC Notice 15-0262 – Withdrawal of proposed amendments to Dealer Member Rule 100.2(a)(ii) relating to the margin requirements for debt security obligations of supranational entities – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice and Request for Comment – Proposed Amendments to Dealer Member Rules and Universal Market Integrity Rules (UMIR) – Consolidation of IIROC Enforcement, Procedural, Examination and Approval Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Rules Notice – Notice of Withdrawal – Proposed Amendments to Continuing Jurisdiction Provisions – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Amendments to MFDA Recognition Order and to MFDA By-law No. 1 Regarding the Definition of "Public Director" – Mutual Fund Dealers Association of Canada (MFDA)
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Request for Comment – Proposed Amendments Respecting the Provision of Price Improvement by a Dark Order – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 18-0231 – Proposed Amendments Respecting Provision of Price Improvement by a Dark Order – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Deemed Approval – Housekeeping Amendments to Sample Auditor’s Reports in Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 18-0230 – Housekeeping amendments to Form 1 to adopt new auditor reporting standards for the audits of regulatory financial statements – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Withdrawal – Proposed Amendments to Dealer Member Rules to Permit Partial Swap Strategies – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 18-0177 – Withdrawal of proposed amendments to Dealer Member Rules to permit partial swap offset strategies – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Amendments Respecting Client Identifiers for Reportable Debt Transactions – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 19-0179 – Amendments Respecting Client Identifiers for Reportable Debt Transactions – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 19-0118 - Proposed Amendments Respecting Client Identifiers for Reportable Debt Transactions
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IIROC Notice 19-0157 – Proposed Amendments Respecting Non-Clients – Investment Industry Regulatory Organization of Canada (IIROC)
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Re-Publication of Proposed Amendments Respecting the Reporting of Certain Trades on Acceptable Foreign Trade Reporting Facilities – Investment Industry Regulatory Organization of Canada (IIROC)
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