OSC Notice and Request for Comment Regarding Applications for Exemption from Recognition as an Exchange by 360 Trading Networks Inc. et al.
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange – ICAP SEF (US) LLC
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Draft Exemption Order – ICAP SEF (US) LLC
Marchés, OAR et agences de compensation
Notice of Commission Order – Extension of Interim Exemption Orders – 360 Trading Networks Inc. et al.
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Order
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Order – ICAP SEF (US) LLC
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Application for Exemption from Recognition as an Exchange – ICE Swap Trade LLC
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Draft Exemption Order – ICE Swap Trade LLC
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange – LatAm SEF, LLC
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange – MarketAxess SEF Corporation
Marchés, OAR et agences de compensation
Draft Exemption Order – MarketAxess SEF Corporation
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange – Financial & Risk Transaction Services Ireland Limited
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange – Thomson Reuters (SEF) LLC
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Draft Order
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SIGMA X Canada - Notice of Initial Operations Report and Request for Feedback
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Request for Comment – Proposed Amendments to MFDA Rules 2.3.2 and 2.3.3 – Limited Trading Authorization – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Proposed Changes and Request for Comment – Liquidnet Canada Inc.
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Notice of Commission Approval – Amendments to Dealer Member Rules to Early Adopt Certain IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Proposed Amendments and Request for Comments – TSX Inc. and TSX Venture Exchange Inc.
Marchés, OAR et agences de compensation
Notice and Request for Comment - Significant Change Subject to Public Comment – Amendments to Trading System Functionality & Features - Canadian Securities Exchange
Marchés, OAR et agences de compensation