Automatic Acceptance of Notices of Termination and Update/Correct Termination Information Submission on NRD Page
Proposed amendments to regulatory framework for advisers, dealers and investment fund managers published on July 7, 2016 for 90-day comment period Page
CSA Staff Notice: 31-343 - Conflicts of interest in distributing securities of related or connected issuers Page
OSC Staff Notice 33-743 - Guidance on sales practices, expense allocation and other relevant areas Page
Requirement to deliver documents electronically to the Ontario Securities Commission (Effective February 19, 2014) Page
Guidance for changes in calculating capital markets participation fees by registrant firms, unregistered exempt international firms and unregistered investment fund managers effective April 1, 2013 Page
