Notice of Commission Order – Application for Interim Exemptive Relief – Eurex Clearing AG
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Notice of Commission Order – Variation to the Interim Exemption Order – Eurex Clearing AG
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Notice of Commission Approval – Proposed Amendments to the Rules of CDCC to Modify the Nominal Value of the Two-Year Government of Canada Bond Futures – Canadian Derivatives Clearing Corporation (CDCC)
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Request for Comments – Amendment to the Risk Manual of the CDCC to Address the Stress Testing Framework – Canadian Derivatives Clearing Corporation (CDCC)
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Recognition Order – Mutual Fund Dealers Association of Canada (MFDA)
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Oversight Review Report of the Mutual Fund Dealers Association of Canada (MFDA)
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Publication of Corporate Governance Section Report for MFDA Oversight Review Report – Mutual Fund Dealers Association of Canada (MFDA)
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Oversight Review Report of the Mutual Fund Dealers Association of Canada (MFDA)
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Request for Comments - Notice 2013-003 - Passive-only Order Type - Canadian Securities Exchange
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Notice of Completion of Staff Review of Proposed Changes – Changes to Order Allocation Methodology for Jitney Trades – CNSX Markets Inc.
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Notice of Proposed Changes and Request for Feedback – Changes to Order Allocation Methodology for Jitney Trades – CNSX Markets Inc.
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CDS Rule Amendment Revised Notice – Technical Amendments to CDS Procedures – ITP Stats: Supplement Trade Details
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CDS Rule Amendment Revised Notice – Technical Amendments to CDS Procedures – Reg SHO Procedure Change
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CDS Rule Amendment Revised Notice – Technical Amendments to CDS Procedures – IRS Section 302 Regulation
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CDS Rule Amendment Notice – Technical Amendments to CDS Rules Relating to Non-Compliant Position with Regulation SHO
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Notice of Approval - Canadian Securities Exchange - Amendments to Rule 4 -Trading of Securities - Canadian Securities Exchange
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Notice and Request for Comments - Notice 2013-00[3] - Amendments to Rule 4 Trading of Securities - Canadian Securities Exchange
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Request for Comments - Notice 2014-003 - Self Trade Prevention - Canadian Securities Exchange
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Notice of Commission Approval – Amendments to CNSX Markets Inc. Order Functionality – Passive-Only Order Type - Canadian Securities Exchange
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Application for Exemption from Recognition as an Exchange – SwapEx, LLC
Marchés, OAR et agences de compensation
