le 13 mai 2021 Market Regulation Document Type Bloomberg Trading Facility Limited orders and notices Draft Exemption Order – Bloomberg Trading Facility B.V. Marchés, OAR et agences de compensation
le 13 mai 2021 Market Regulation Document Type Bloomberg Tradebook Canada notices Bloomberg Notice of Initial Operations – Bloomberg Tradebook Canada Marchés, OAR et agences de compensation
le 14 août 2009 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Material Amendments to CDS Procedures - DTC Direct Link and New York Link Services: Changes to Participant Collateral and Funding Requirements - Request for Comments Marchés, OAR et agences de compensation
le 13 avril 2017 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Self-Certification: Amendments to sections A-1A04 and A-401 of the rules of the Canadian Derivatives Clearing Corporation Marchés, OAR et agences de compensation
le 4 décembre 2014 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review OSC Staff Notice of Request for Comment: CDCC Canadian Derivatives Clearing Corporation – Amendment to the Risk Manual to Address the Stress Testing Framework Marchés, OAR et agences de compensation
le 30 juillet 2020 Market Regulation Document Type IIROC rule review OSC Notice – Changes to Harmonize and Streamline the Oversight of the Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 18 septembre 2015 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments to the Universal Market Integrity Rules Respecting Unprotected Transparent Marketplaces and the Order Protection Rule and Exemption under UMIR 11.1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 22 avril 2021 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendment to Remove the Risk Component of IIROC’s Dealer Member Fee Model – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 22 avril 2021 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments to Dealer Member Rules and IIROC Rules Regarding Exemptions for Bulk Account Movements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 22 avril 2021 Market Regulation Document Type IIROC rule review IIROC Notice 21-0080 – Removal of the risk component of the annual fees paid by Dealer Members effective April 1, 2021 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 22 avril 2021 Market Regulation Document Type IIROC rule review IIROC Notice 21-0078 – Amendments to Dealer Member Rules and IIROC Rules regarding Exemptions for Bulk Account Movements Marchés, OAR et agences de compensation
le 21 avril 2021 Une étude de la CVMO explore l’essor rapide de l’investissement autonome Communiqués de presse
le 1 mai 2021 Le tribunal nomme PricewaterhouseCoopers Inc. responsable de la gestion des affaires de Bridging Finance Inc. Communiqués de presse
le 26 avril 2021 Mise en garde à l’intention des investisseurs de la Commission des valeurs mobilières de l’Ontario : Sunil Tulsiani Communiqués de presse
le 6 mai 2021 Le Groupe consultatif des investisseurs de la Commission des valeurs mobilières de l’Ontario publie son rapport annuel 2020 Communiqués de presse
le 2 juin 2021 La CVMO annonce les noms des membres du Comité consultatif d’experts pour les personnes âgées pour l’année 2021-2002 Communiqués de presse
le 3 juin 2021 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review OSC Staff Notice of Request for Comment – Proposed Amendments to the Risk Manual of CDCC with Respect to the Initial Margin Model for Bond Derivatives – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 12 novembre 2020 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review OSC Staff Notice of Request for Comment - CDCC Proposed Amendments to the Rules of CDCC with Respect to the Adjustments in Contract Terms Marchés, OAR et agences de compensation
le 10 juin 2021 Market Regulation Document Type MATCH Now orders and notices Notice of Approval – Proposed Change to the MATCHNow Trading System – TriAct Canada Marketplace LP Marchés, OAR et agences de compensation
le 10 juin 2021 Market Regulation Document Type IIROC rule review IIROC Notice 21-0103 – Proposed Amendments to Form 1 and corollary amendments to the IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
