le 1 avril 2021 Market Regulation Document Type Refinitiv Transaction Services Pte. Ltd. Application for Exemption from Recognition as an Exchange – Refinitiv Transaction Services Pte. Ltd. Marchés, OAR et agences de compensation
le 1 avril 2021 Market Regulation Document Type Refinitiv Transaction Services Pte. Ltd. OSC Notice and Request for Comment – Application for Exemption from Recognition as an Exchange – Refinitiv Transaction Services Pte. Ltd. Marchés, OAR et agences de compensation
le 3 février 2021 Decision Franklin Templeton Investments Corp. and Franklin Global Aggregate Bond Fund Ordonnances et décisions
le 3 février 2021 Decision Ninepoint Partners LP and Ninepoint Concentrated Canadian Equity Fund Ordonnances et décisions
le 11 février 2021 Market Regulation Document Type Canadian Investor Protection Fund (CIPF) Notice of Commission Deemed Approval – Housekeeping Amendments to the CIPF Claims Procedures – Canadian Investor Protection Fund (CIPF) Marchés, OAR et agences de compensation
le 8 janvier 2021 Consent GURU Organic Energy Corp. -- s. 4(b) of Ont. Reg. 289/00 under the OBCA Ordonnances et décisions
le 28 janvier 2021 Market Regulation Document Type IIROC Memoranda of Understanding Notice of Commission Approval of Amended Memorandum of Understanding Regarding Oversight of the Investment Industry Regulatory Organization of Canada (IIROC) (effective April 1, 2021) Marchés, OAR et agences de compensation
le 8 août 2013 Market Regulation Document Type MFDA Memoranda of Understanding Notice of Memorandum of Understanding Concerning the Oversight of the Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
