Notice of Commission Order - Application for Exemptive Relief - 360 Trading Networks Inc., et al.
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Variation and Restatement of OCC's Interim Order – Options Clearing Corporation
Marchés, OAR et agences de compensation
Notice of Approval - Amendments to Trading System Functionality & Features - Closing Price Session Enhancements - Canadian Securities Exchange
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Notice of Commission Approval - Amendment to the Policies made under Universal Market Integrity Rules - Policy 10.8, Section 9.7 Public Access to Hearings
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RS Notice, Text of Amendment and Summary of Comment and Response
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Notice of Commission Approval - Amendment to the Universal Market Integrity Rules 7.4, 10.3 and 10.7
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RS Notice of Amendment Approval - Administrative and Editorial Amendments
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Notice of Commission Approval - Amendment to the Universal Market Integrity Rules Accommodation of Anonymous Orders
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Notice of Commission Approval - Exemption from the Universal Market Integrity Rule 3.1 - Restrictions on Short Selling for Basis Trades Entered on the Toronto Stock Exchange
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Notice of Commission Approval - Exemption of Trades Pursuant to Market Marker Obligations from the Payment of Regulation Fees
Marchés, OAR et agences de compensation
Notice of Commission Approval - Exemption of Trades Pursuant to Market Maker Obligations from the Payment of Regulation Fees
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendment to the Universal Market Integrity Rules - Definition of Employee
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Text of the Universal Market Integrity Rules
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Text of Policies under the Universal Market Integrity Rules
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Notice of Minister of Finance Approval Memorandum of Understanding regarding the oversight of Market Regulation Services Inc.
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MOU between OSC, BCSC, ASC, CVMQ and MSC
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IIROC Notice 14-0214 – Client Relationship Model – Phase 2 Performance reporting and fee / charge disclosure amendments to Dealer Member Rule 200 and to Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Proposed Continuance under Canada Not-for-Profit Corporations Act – Investment Industry Regulatory Organization of Canada (IIROC)
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RS Market Integrity Notice - Request for Comments - Provisions Respecting the "Best Price" Obligation
Marchés, OAR et agences de compensation
RS Market Integrity Notice - Amendment Approval - Provisions Respecting "Off-Marketplace" Trades
Marchés, OAR et agences de compensation