le 15 juin 2023 Decision Capital International Asset Management (Canada), Inc. et al. Ordonnances et décisions
le 1 juin 2023 Market Regulation Document Type CIRO rule review and notices Notice of Commission Approval – Housekeeping Amendments to By-Law No. 1 and the Mutual Fund Dealer Rules of CIRO Regarding the Permanent Name Change of New Self-Regulatory Organization of Canada (New SRO) to CIRO – Canadian Investment Regulatory Organization (CIRO) Marchés, OAR et agences de compensation
le 11 mai 2023 Variation and Restatement of Designation Order Designation Order of CIRO IP (Variation of the Designation Order of IIROC IP) - s. 21.2.3 and s. 144 of the Act (effective June 1, 2023) Ordonnances et décisions
le 18 mai 2023 Market Regulation Document Type New SRO rule review Notice of Commission Approval – Amendments to the Investment Dealer and Partially Consolidated Rules and Form 1 Regarding the Floating Index Margin Rate Methodology – New Self-Regulatory Organization of Canada (New SRO) Marchés, OAR et agences de compensation
le 18 mai 2023 Market Regulation Document Type TMX Group Limited and TSX Inc. rule review and notices Notice of Withdrawal – Proposal to Introduce Allocation Priority for Price Setting Orders – TSX Inc. Marchés, OAR et agences de compensation
le 1 décembre 2022 Market Regulation Document Type BrokerTec Europe Limited Notice of Commission Order – Application for Exemption from Recognition as an Exchange and from the Marketplace Rules – BrokerTec Europe Limited Marchés, OAR et agences de compensation
le 11 mai 2023 Variation and Restatement of Recognition Order CIRO Recognition Order (Variation of the Recognition Order of New SRO) - s. 21.1 and s. 144 of the Act, and s. 16 and s. 78 of the CFA (effective June 1, 2023) Ordonnances et décisions
le 6 avril 2023 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Commission Approval – Amendments to Rules, Operations Manual, Risk Manual and Default Manual of the CDCC to Introduce the Gross Client Margin (GCM) Model – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
