le 30 juin 2021 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) pricing review Notice of Commission Approval – Proposed Amendments to CDS Fee Schedule – New York Link/DTC Direct Link Services – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 2 juillet 2021 Market Regulation Document Type IIROC rule review IIROC Notice 21-0116 – Notice of Recognizing Regulator Approval of Amendment to IIROC By-Law No. 1 Regarding the Definition of “Marketplace” – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 15 juillet 2021 Market Regulation Document Type IIROC rule review Notice of Commission Deemed Approval – Housekeeping Amendments to DMR and IIROC Rules As Related to IIROC Notices 19-0071 and 19-0101 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 15 juillet 2021 Market Regulation Document Type IIROC rule review IIROC Notice - 21-0124 - Housekeeping Amendments to DMR and IIROC Rules As Related to IIROC Notices 19-0071 and 19-0101 Marchés, OAR et agences de compensation
le 2 juillet 2021 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendment to IIROC By-Law No. 1 regarding the Definition of “Marketplace” – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 15 juillet 2021 Market Regulation Document Type Bloomberg SEF LLC orders and notices Notice of Completion of Staff Review of Initial Operation Report – Bloomberg Tradebook Canada Company Marchés, OAR et agences de compensation
le 15 juillet 2021 Market Regulation Document Type Bloomberg SEF LLC orders and notices Description of Initial Operations – Bloomberg Tradebook Canada Company Marchés, OAR et agences de compensation
le 22 juin 2021 Order Springbok Ventures Inc. (formerly, Stikine Energy Corp.) – s. 144 Ordonnances et décisions
le 16 décembre 2021 Market Regulation Document Type IIROC rule review Notice of Commission Deemed Approval – Housekeeping Amendments to the Universal Market Integrity Rules (UMIR) to Update Reference to IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 27 septembre 2021 Decision 1832 Asset Management L.P. and Dynamic Energy Evolution Fund Ordonnances et décisions
le 28 septembre 2021 Decision 1832 Asset Management L.P. and the Terminating Fund Ordonnances et décisions
le 1 octobre 2021 Decision Director's Decision Canopy Growth Corporation and the Supreme Cannabis Company, Inc. Ordonnances et décisions
