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le 18 janvier 2023 Decision Director's Decision Fidelity Digital Asset Services, LLC Ordonnances et décisions
le 11 mai 2023 Director's Decision Variation Notice Chicago Mercantile Exchange Inc. et al. – s. 144 of the OSA and ss. 38, 78 of the CFA Ordonnances et décisions
le 9 mai 2023 Order B2Gold Back River Corp. (formerly Sabina Gold & Silver Corp.) Ordonnances et décisions
le 18 mai 2023 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice of Approval - Amendments to CSE Form 2A Listing Statement – Canadian Securities Exchange Marchés, OAR et agences de compensation
le 7 mars 2023 Decision IPH Limited and Smart & Biggar LLP/Smart & Biggar s.e.n.c.r.l. Ordonnances et décisions
le 13 avril 2023 Decision Pembroke Private Wealth Management Ltd. and Pembroke Dividend Growth Fund Ordonnances et décisions
le 11 mai 2023 Variation and Restatement of Designation Order Designation Order of CIRO IP (Variation of the Designation Order of IIROC IP) - s. 21.2.3 and s. 144 of the Act (effective June 1, 2023) Ordonnances et décisions
le 4 avril 2023 Decision Chou Associates Management Inc. and Chou Associates Fund Ordonnances et décisions
le 1 juin 2023 Market Regulation Document Type CIRO rule review and notices Notice of Commission Approval – Housekeeping Amendments to By-Law No. 1 and the Mutual Fund Dealer Rules of CIRO Regarding the Permanent Name Change of New Self-Regulatory Organization of Canada (New SRO) to CIRO – Canadian Investment Regulatory Organization (CIRO) Marchés, OAR et agences de compensation
le 13 avril 2023 Market Regulation Document Type New SRO rule review Notice of Commission Approval – Amendments to Permit Reduced Margin for Swap Position Partial Offsets Held in Inventory – New Self-Regulatory Organization of Canada (New SRO) Marchés, OAR et agences de compensation
le 13 avril 2023 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) pricing review OSC Staff Notice of Request for Comment – Proposed Amendments to CDS Fee Schedule – Central Counterparty (CCP) Services Failure to Receive – CDS Clearing and Depository Services Inc. (CDS) Marchés, OAR et agences de compensation
