Notice of Commission Order - Bloomberg Trading Facility Limited
Marchés, OAR et agences de compensation
Notice of Commission Order - Bloomberg Trading Facility Limited
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Exemptive Relief – 360 Trading Networks Inc., et al.
Marchés, OAR et agences de compensation
OSC Notice and Request for Comment – Applications for Exemption from Recognition as an Exchange – 360 Trading Networks Inc. et al.
Marchés, OAR et agences de compensation
Notice of Commission Order – Extension of Interim Exemption Orders – 360 Trading Networks Inc. et al.
Marchés, OAR et agences de compensation
Order
Marchés, OAR et agences de compensation
Order: Javelin SEF, LLC
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Exemptive Relief – CME Amsterdam B.V.
Marchés, OAR et agences de compensation
OSC Notice and Request for Comment – Application for Exemption from Recognition as an Exchange – CME Amsterdam B.V.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to Dealer Member Rule 1200.3 and Notes to Statement D of Form 1 Regarding Free Credit Cash Segregated in Trust for Clients – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Request for Comment – Notice of Proposed Derivatives Rule Modernization, Stage 1 – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Revocation Order – trueEX LLC
Marchés, OAR et agences de compensation
Notice of Revocation Order- trueEX LLC
Marchés, OAR et agences de compensation
Notice of Commission Order - Application for Exemptive Relief - 360 Trading Networks Inc., et al.
Marchés, OAR et agences de compensation
OSC Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – SS&C Technologies Canada Corp. and SS&C Technologies Holdings, Inc.
Marchés, OAR et agences de compensation
Rizwan Awan & James Ehrensperger (BMO Capital Markets)
Marchés, OAR et agences de compensation
Establishment and Amendment of IDA Rules to Implement the Core Principles of the Client Relationship Model
Marchés, OAR et agences de compensation
IDA Regulation 100.4E - Offsets Between Strip Coupon Positions and / or Residual Debt Positions
Marchés, OAR et agences de compensation
IDA Amendments to Complaint Handling Requirements - Client Complaint Handling Rule and Guidance Note and Amendments to By-laws 19 and 37 and Policy No. 2
Marchés, OAR et agences de compensation
Notice of Commission Approval - Proposed Amendments to IDA Policy 6, Part III - Continuing Education Program
Marchés, OAR et agences de compensation
