le 15 décembre 2022 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Commission Approval – Material Amendments to CDS External Procedures – Participant Fund Administered by CDS for the New York Link Service – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 15 décembre 2022 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments Relating to Futures Segregation and Portability Customer Protection Regime – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 3 novembre 2022 Decision BMO Nesbitt Burns Inc. and BMO Nesbitt Burns Securities Ltd. Ordonnances et décisions
le 15 décembre 2022 Market Regulation Document Type IIROC rule review Notice of Approval/Implementation - Amendments to the IIROC Rules and Form 1 relating to the futures segregation and portability customer protection regime Marchés, OAR et agences de compensation
le 15 décembre 2022 Market Regulation Document Type Aegis SEF LLC orders and notices Notice and Request for Comment – Application for Exemption from Recognition as Exchange – Aegis SEF LLC Marchés, OAR et agences de compensation
le 20 avril 2023 Market Regulation Document Type New SRO rule review Request for Comment – Proposed Amendments to Facilitate the Investment Industry’s Move to T+1 Settlement – New Self-Regulatory Organization of Canada (New SRO) Marchés, OAR et agences de compensation
le 20 avril 2023 Market Regulation Document Type TMX Group Limited and TSX Inc. rule review and notices Toronto Stock Exchange (TSX) – Amendments to the Toronto Stock Exchange Company Manual (April 20, 2023) – Notice of Approval Marchés, OAR et agences de compensation
le 27 avril 2023 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice of Approval – Amendments to CSE Trading Rule 4 – Odd Lots – Canadian Securities Exchange Marchés, OAR et agences de compensation
