Notice of Proposed Changes and Request for Feedback – Changes to Order Allocation Methodology for Jitney Trades – CNSX Markets Inc.
Marchés, OAR et agences de compensation
CDS Rule Amendment Revised Notice – Technical Amendments to CDS Procedures – ITP Stats: Supplement Trade Details
Marchés, OAR et agences de compensation
CDS Rule Amendment Revised Notice – Technical Amendments to CDS Procedures – Reg SHO Procedure Change
Marchés, OAR et agences de compensation
CDS Rule Amendment Revised Notice – Technical Amendments to CDS Procedures – IRS Section 302 Regulation
Marchés, OAR et agences de compensation
CDS Rule Amendment Notice – Technical Amendments to CDS Rules Relating to Non-Compliant Position with Regulation SHO
Marchés, OAR et agences de compensation
Notice of Approval - Canadian Securities Exchange - Amendments to Rule 4 -Trading of Securities - Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice and Request for Comments - Notice 2013-00[3] - Amendments to Rule 4 Trading of Securities - Canadian Securities Exchange
Marchés, OAR et agences de compensation
Request for Comments - Notice 2014-003 - Self Trade Prevention - Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to CNSX Markets Inc. Order Functionality – Passive-Only Order Type - Canadian Securities Exchange
Marchés, OAR et agences de compensation
OSC Staff Notice of Commission Approval – Amendments to Policy 2 – Qualification for Listing – CNSX Markets Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval - Repeal of CNQ Rule 10 - Sales Practice - Canadian Trading and Quotation System Inc. (CNQ)
Marchés, OAR et agences de compensation
Notice of Commission Approval of Proposed Changes - Chi-X Canada ATS Limited
Marchés, OAR et agences de compensation
Notice of Commission Approval of Proposed Changes - Chi-X Canada ATS Limited
Marchés, OAR et agences de compensation
VARIATION AND RESTATEMENT OF RECOGNITION ORDER (Section 144 of the Act and Subsection 78(1) of the CFA) (Blackline)
Marchés, OAR et agences de compensation
VARIATION AND RESTATEMENT OF RECOGNITION ORDER (Section 144 of the Act and Subsection 78(1) of the CFA) (Clean)
Marchés, OAR et agences de compensation
MEMORANDUM OF UNDERSTANDING REGARDING OVERSIGHT OF INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA AMONG:
Marchés, OAR et agences de compensation
IN THE MATTER OF THE SECURITIES ACT, R.S.O 1990, CHAPTER S.5, AS AMENDED (the "Act") AND IN THE MATTER OF MUTUAL FUND DEALERS ASSOCIATION OF CANADA/ASSOCIATION CANADIENNE DES COURTIERS DE FONDS MUTUELS (THE "MFDA") VARIATION AND RESTATEMENT OF RECOGNITION ORDER (Section 144) (Blackline)
Marchés, OAR et agences de compensation
IN THE MATTER OF THE SECURITIES ACT, R.S.O 1990, CHAPTER S.5, AS AMENDED (the "Act") AND IN THE MATTER OF MUTUAL FUND DEALERS ASSOCIATION OF CANADA/ASSOCIATION CANADIENNE DES COURTIERS DE FONDS MUTUELS (THE "MFDA") VARIATION AND RESTATEMENT OF RECOGNITION ORDER (Section 144) - Clean
Marchés, OAR et agences de compensation
Notice and Request for Comment - Significant Change Subject to Public Comment - Amendments to Trading System Functionality & Features - Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice of Commission Approval – Variation and Restatement of Recognition Order – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
