Request for Comment – Proposed New MFDA Policy No. 11 – Proficiency Standards for the Sale of Alternative Mutual Funds – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Housekeeping Rule Amendments – TSX Company Manual – Toronto Stock Exchange (TSX Inc.)
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Notice of Housekeeping Rule Amendments – Housekeeping Amendments to the Toronto Stock Exchange Rule Book – TSX Inc.
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Notice of Approval – Proposed Change to the MATCHNow Trading System – TriAct Canada Marketplace LP
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Notice of Commission Variation Order – Variation of the Recognition Order of Nasdaq CXC Limited and Ensoleillement Inc.
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Notice and Request for Comments – Public Interest Rule Amendments – CSE Policies and Related Forms – Canadian Securities Exchange
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Canadian Securities Exchange - Public Interest Rule Amendment - CSE Policies - Notice and Request for Comments
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Notice and Request for Comment – Application for an Exemption from the Marketplace Rules – Carta Capital Markets, LLC
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OSC Staff Notice of Request for Comment – Proposed Additional Amendments to the Rules, Operations Manual, Risk Manual and Default Manual of the CDCC on the Gross Client Margin (GCM) Model Initiative – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Approval – Conditional Order Facility – TSX Inc.
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Oversight Review Report of the Investment Industry Regulatory Organization of Canada (IIROC)
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Applications for Exemptive Relief – Notice of Commission Orders - Bloomberg Trading Facility Limited and Bloomberg Trading Facility B.V.
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Notice of Commission Approval – Proposed Amendments to CDS Fee Schedule – New York Link/DTC Direct Link Services – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Amendments to MFDA Policy No. 9 Continuing Education (CE) Requirements – Mutual Fund Dealers Association of Canada (MFDA)
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MFDA Summary of Public Comments Respecting MFDA Policy No. 9 Continuing Education (“CE”) Requirements
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Blacklined Copy - Proposed New MFDA Rules 1.2 (Definitions) and 1.2.6 (Continuing Education)
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Notice of Proposed Change and Request for Comment – Change to the MATCHNow Trading System – TriAct Canada Marketplace LP
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Notice of Commission Approval – Amendments to Form 1 and Corollary Amendments to the IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice - Amendments to Form 1 and corollary amendments to the IIROC Rules
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Request for Comments - Proposed Public Interest Rule Amendment to the Trading Policies - Neo Exchange Inc.
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