le 4 août 2022 Market Regulation Document Type Bloomberg Tradebook Singapore orders and notices Notice of Commission Order – Application for Exemption From Recognition as an Exchange and the Marketplace Rules – Bloomberg Tradebook Singapore Pte Ltd. Marchés, OAR et agences de compensation
le 11 août 2022 Market Regulation Document Type IIROC rule review Notice of Commission Deemed Approval – Housekeeping Amendments to Form 1, Part II – Report on Compliance for Insurance, Segregation of Securities and Guarantee/Guarantor Relationships – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 11 août 2022 Market Regulation Document Type TMX Group Limited and TSX Inc. rule review and notices Notice of Approval – Providing Dark Liquidity & Do Not Trade Self-Trade Prevention Order Feature – TSX Inc. Marchés, OAR et agences de compensation
le 18 août 2022 Market Regulation Document Type IIROC rule review Notice of Correction – Notice of Commission Deemed Approval – Housekeeping Amendments to Form 1, Part II – Report on Compliance for Insurance, Segregation of Securities and Guarantee/Guarantor Relationships – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 18 août 2022 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review OSC Staff Notice of Request for Comment – Proposed Amendments to Rule C-18 and Section 6.6 of the Operations Manual of the CDCC to Modify the Delivery Period of the 30-year Government of Canada Bond Future Contracts (LGB) – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 16 mars 2023 Market Regulation Document Type Instinet Canada Cross (ICX) orders and notices Notice of Approval – Proposed Introduction of Two Classes of Conditional Order Types and Matching Functionality to the Instinet Canada Cross Trading System – Instinet Canada Cross Limited (ICX) Marchés, OAR et agences de compensation
le 24 novembre 2022 Market Regulation Document Type CIPF approval orders Approval Order – Canadian Investor Protection Fund (CIPF) Marchés, OAR et agences de compensation
le 12 janvier 2023 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) recognition orders Notice of Exemption Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 6 novembre 2014 Market Regulation Document Type Alpha Exchange Inc. rule review and notices Notice of Proposed Rule Amendments and Request for Comments - Alpha Exchange Inc. Marchés, OAR et agences de compensation
le 16 juillet 2010 Market Regulation Document Type Alpha ATS rule review and notices Alpha ATS LP: Notice of Proposed Changes Marchés, OAR et agences de compensation
le 28 juin 2019 Market Regulation Document Type Neo Exchange Inc. rule review and notices Trading Notice - Proposed Public Interest Rule Amendments to NEO’s Trading Policies Adding Anonymous Broker Preferencing in NEO-D - Neo Exchange Inc. Marchés, OAR et agences de compensation
le 8 février 2024 Market Regulation Document Type EquiLend Canada Corp. orders and notices Notice of Commission Decision – Application for Exemptive Relief – EquiLend LLC. Marchés, OAR et agences de compensation
le 15 février 2024 Market Regulation Document Type CIRO rule review and notices Request for Comment – Proposed Rule Amendments Respecting Fully Paid Securities Lending and Financing Arrangements – Canadian Investment Regulatory Organization (CIRO) Marchés, OAR et agences de compensation
le 15 février 2024 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Commission Approval - Proposed Amendments to the Default Manual of the CDCC Regarding the Auction Tool Used to Organize a Default Auction During a Default Management Period - Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 22 mai 2009 Market Regulation Document Type IIROC rule review IIROC Rules Notice – Request for Comments – Trading in Securities of U.S. OTC Issuers – Proposed Amendments to Dealer Member Rule 1300.1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 22 mai 2009 Market Regulation Document Type IIROC rule review Proposed Amendments to IIROC Rules 100.2, 100.20, and 400.4 and Form 1 Relating to the Margin Requirements for Precious Metals – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 22 mai 2009 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Proposed Amendments to IIROC Rules 100.2, 100.20, and 400.4 and Form 1 Relating to the Margin Requirements for Precious Metals – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 1 mai 2009 Market Regulation Document Type IIROC rule review IIROC Rules Notice – Request for Comments – Proposed Amendments to Simplify the Equity Margin Project – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 24 avril 2009 Market Regulation Document Type IIROC rule review Response to Comments on Client Relationship Model Rules and Amendments to IIROC Dealer Member Rules 200 and 1300 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
