Proposed Amendments to MFDA Rules of Procedure – Mutual Fund Dealers Association of Canada (MFDA)
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Proposed Amendments to Section 35 (No actions against the Corporation) of MFDA By-Law No. 1 – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Material Amendments to CDS Procedures – Enhancements to the ATON Mutual Fund Transfer Request Process – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Procedures – Enhancements to the CNS Mandatory Allotment and Conversion Process – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – QST Rate Changes on CDS Forms – CDS Clearing and Depository Services Inc.
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Request for Comments – Material Amendments to CDS Rules – Multi-Classification of Limited Purpose Participants – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Commission Approval – Material Amendments to CDS Rules – CDCC Interface – Phase 2 – Partial Settlement – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Commission Approval – Material Amendments to CDS Procedures – CDCC Interface – Caps and Lines of Credit Updates – CDS Clearing and Depository Services Inc.
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Proposed Amendments to MFDA Rule 2.2 (Client Accounts), Policy No. 2 Minimum Standards for Account Supervision, Rule 2.8 (Client Communications) and Rule 5.3 (Client Reporting) – Mutual Fund Dealers Association of Canada (MFDA)
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Summary of Public Comments Respecting Proposed Amendments to MFDA Rule 1.2.1(d) – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Amendments to MFDA Rule 1.2.1(d) Regarding Financial Planning Services as a Dual Occupation – Mutual Fund Dealers Association of Canada (MFDA)
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Summary of Public Comments Respecting Proposed Amendments to MFDA Policy No. 3 Handling Client Complaints and Responses of the MFDA – Mutual Fund Dealers Association of Canada (MFDA)
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Notice and Request for Comment – Application for Exemption from Recognition as an Exchange – FX Connect MTF and Currenex MTF
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Notice of Commission Interim Order – Application for Exemptive Relief – Currenex MTF
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Notice of Commission Order - Application for Exemptive Relief - 360 Trading Networks Inc., et al.
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Notice of Commission Order - Application for Exemptive Relief - 360 Trading Networks Inc., et al.
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OSC Notice and Request for Comment – Applications for Exemption from Recognition as an Exchange – 360 Trading Networks Inc. et al.
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Notice of Commission Order – Application for Interim Exemption Order – DW SEF LLC
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Notice and Request for Comment – Application for Exemption from Recognition as an Exchange – FX Connect MTF and Currenex MTF
Marchés, OAR et agences de compensation
Notice of Commission Interim Order – Application for Exemptive Relief – FX Connect Multilateral Trading Facility
Marchés, OAR et agences de compensation
