le 30 septembre 2016 Document Steven J. Donald (Assante Wealth Management Ltd): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Michael A. Burns (Alternative Investment Management Association): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Merici Young (Compass360 Consulting Inc.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Ontario Mortgage Investment Companies Association: CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Eric Adelson (Invesco Canada Ltd.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Bill Packham and Alexandra Williams (Qtrade Financial Group): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 11 juillet 2016 Document Ken Kivenko (Kenmar Associates): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 juillet 2016 Document Arthur Ross: CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 16 août 2016 Document Peter Whitehouse: CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 août 2016 Document Peter Benedek: CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 25 août 2016 Document James E. A. Turner: CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 26 août 2016 Document Keith Costello (The Canadian Institute of Financial Planners): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 9 septembre 2016 Document Edward J. Waitzer and Keith Ambachtsheer: CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 17 septembre 2016 Document Stan Buell (Small Investor Protection Association): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 20 septembre 2016 Document Paul C. Bourque (IFIC): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 septembre 2016 Document Samira Khakpoor (Equiton Capital Inc.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 29 septembre 2016 Document Lorraine Bate Boerop (Monarch Wealth Corportion): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 4 mai 2015 Document Atul Tiwari (Vanguard Investments Canada Inc): OSC Staff Consultation Paper 15-401: Proposed Framework for an OSC Whistleblower Program Documents ouverts dans un nouvel onglet Comment letters
le 4 mai 2015 Document Daniel E. Chornous (Canadian Coalition for Good Governance): OSC Staff Consultation Paper 15-401: Proposed Framework for an OSC Whistleblower Program Documents ouverts dans un nouvel onglet Comment letters
le 4 mai 2015 Document Canadian Bankers Association: OSC Staff Consultation Paper 15-401: Proposed Framework for an OSC Whistleblower Program Documents ouverts dans un nouvel onglet Comment letters
