le 25 février 2021 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) pricing review OSC Staff Notice of Request for Comment – Proposed Significant Change to Eliminate CDS Fee Rebates and Proposed Amendments to Eliminate Network Connectivity Fees and to Eliminate Report File Transmission Fees – CDS Clearing and Depository Services Inc. (CDS) Marchés, OAR et agences de compensation
le 25 février 2021 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) pricing review Notice of Withdrawal – Proposed Significant Change to Eliminate CDS Fee Rebates and Proposed Amendments to Eliminate Network Connectivity Fees – CDS Clearing and Depository Services Inc. (CDS) Marchés, OAR et agences de compensation
le 25 février 2021 Les autorités en valeurs mobilières du Canada publient les résultats d’un examen de l’information relative à la COVID-19 Communiqués de presse
le 25 février 2021 Market Regulation Document Type IIROC rule review Request for Comment – Notice of Proposed Margin Requirements for Structured Products – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 25 février 2021 Market Regulation Document Type IIROC rule review IIROC Notice 21-0032 – Proposed margin requirements for structured products – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
45-328 - IRP Title Update on Amendments relating to Syndicated Mortgages Instruments, règles et politiques
le 17 mars 2021 Start Time 12:00 pm - End Time 01:30 pm The Expansion of Whistleblower Reward Programs in the U.S., Canada and Globally: How Whistleblowers Assist Government Prosecutors & Enforcement Attorneys in Rooting Out Fraud Évènements
le 3 mars 2021 Start Time 01:00 pm - End Time 02:00 pm Fireside Chat with Women Technology Leaders Évènements
le 17 février 2021 Decision Flagship Communities Real Estate Investment Trust Ordonnances et décisions
le 14 juillet 2020 Decision Horizons ETFs Management (Canada) Inc. and Horizons Global Risk Parity ETF Ordonnances et décisions
le 18 décembre 2020 Order Bloomberg Trading Facility Limited and Bloomberg Trading Facility B.V. Ordonnances et décisions
le 18 avril 2008 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review CDS Rule Amendment Notice - Technical Amendments to CDS Procedures - Pledge: Changes to RMS 171 and 172 Security Loan Item Report Marchés, OAR et agences de compensation
le 4 décembre 2014 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review OSC Staff Notice of Request for Comment – Amendments to the Operations Manual and the Risk Manual to Address its Intra-Day Variation Margin Exposure – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 4 décembre 2014 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Request For Comments – Amendment to the Operations Manual and the Risk Manual of the CDCC to Address its Intra-Day Variation Margin Exposure – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 4 décembre 2014 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review OSC Staff Notice of Request for Comment – Amendment to the Risk Manual to Address the Stress Testing Framework – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 7 avril 2016 Market Regulation Document Type Tradition SEF Inc. orders and notices Draft Order – Tradition SEF Inc. Marchés, OAR et agences de compensation
le 7 avril 2016 Market Regulation Document Type trueEX LLC orders and notices Application for Exemption from Recognition as an Exchange – trueEX LLC Marchés, OAR et agences de compensation
le 7 avril 2016 Market Regulation Document Type TW SEF LLC orders and notices Application for Exemption from Recognition as an Exchange – TW SEF LLC Marchés, OAR et agences de compensation
le 7 avril 2016 Market Regulation Document Type TW SEF LLC orders and notices Draft Exemption Order – TW SEF LLC Marchés, OAR et agences de compensation
