le 28 mars 2024 Les autorités en valeurs mobilières du Canada publient deux nouveaux rapports annuels : Rapport d’inspection de l’OCRI et Rapport d’activités sur la surveillance de l’OCRI et du FCPI Communiqués de presse
le 28 mars 2024 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Commission Approval - Proposed Amendments to the Rules, Operations Manual and Risk Manual of the CDCC Regarding Reference Rate Fallback Procedures - Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 28 mars 2024 Market Regulation Document Type ATS orders and notices Notice – Consolidation of ATS Protocol Orders Marchés, OAR et agences de compensation
le 28 mars 2024 Market Regulation Document Type EquiLend Canada Corp. orders and notices Notice of Cessation of ATS Business – Equilend Canada Corp. Marchés, OAR et agences de compensation
le 29 mai 2008 Document Joanne De Laurentiis (The Investment Funds Institute of Canada): Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 11 octobre 2018 Document Kevin Brugger (Brugger Wealth Management): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 18 octobre 2018 Document Randy Cass and Alejandro Cuartas-Villada (Nest Wealth Management Inc.): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Blair Cooper (Tradex Management Inc.): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Jessica Mitchell (Tri View Capital Ltd.): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 14 mai 2019 Document Eli Dadouch (Firm Capital Corporation): CSA Second Notice and Request for Comment Proposed Amendments Related to Syndicated Mortgages Documents ouverts dans un nouvel onglet Comment letters
le 14 mai 2019 Document Craig Skauge, Diane Soloway, Frank Laferriere and Georgina Blanas (The Private Capital Markets Association of Canada): CSA Second Notice and Request for Comment Proposed Amendments Related to Syndicated Mortgages Documents ouverts dans un nouvel onglet Comment letters
le 19 mai 2008 Document Thomas Beyer (Prestigious Properties Group): Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 29 mai 2008 Document John A. Adams (PFSL Investments Canada Ltd.): Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Rébecca Bleau et J. St-Amant (Coalition des associations de consommateurs): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Martin Gagnon (National Bank of Canada): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 21 mai 2008 Document Joseph Charles Heslip: Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 21 mai 2008 Document Lise Paradis: Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 21 mai 2008 Document Michelle McDonald: Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
