le 13 mai 2008 Document Harvey & Katherine Callfas: Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 13 mai 2008 Document Jason Martin (Agri-Growth International Inc.): Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 13 mai 2008 Document John Riseborough: Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 13 mai 2008 Document Joseph Reid: Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 13 mai 2008 Document Julie Budgen: Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 13 mai 2008 Document K. D. Carr: Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 13 mai 2008 Document Kathy Helfrick: Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 13 mai 2008 Document Kelvin Meilicke: Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 20 juin 2007 Document Alexander Rhind (Alexander Capital Group Inc.): Notice of CSA Request for Comments: NI 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 20 juin 2007 Document Angelique McKenzie: Notice of CSA Request for Comments: NI 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 19 mai 2008 Document Tara Johnston: Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 22 mai 2009 Market Regulation Document Type IIROC rule review IIROC Rules Notice – Request for Comments – Trading in Securities of U.S. OTC Issuers – Proposed Amendments to Dealer Member Rule 1300.1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 22 mai 2009 Market Regulation Document Type IIROC rule review Proposed Amendments to IIROC Rules 100.2, 100.20, and 400.4 and Form 1 Relating to the Margin Requirements for Precious Metals – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 22 mai 2009 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Proposed Amendments to IIROC Rules 100.2, 100.20, and 400.4 and Form 1 Relating to the Margin Requirements for Precious Metals – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 1 mai 2009 Market Regulation Document Type IIROC rule review IIROC Rules Notice – Request for Comments – Proposed Amendments to Simplify the Equity Margin Project – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 24 avril 2009 Market Regulation Document Type IIROC rule review Response to Comments on Client Relationship Model Rules and Amendments to IIROC Dealer Member Rules 200 and 1300 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 24 avril 2009 Market Regulation Document Type IIROC rule review Request for Comments – Client Relationship Model – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 24 avril 2009 Market Regulation Document Type IIROC rule review Request for Comments – Revisions to the Definition of “Securities Related Activities” – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 17 avril 2009 Market Regulation Document Type IIROC rule review Request for Comments – Proposed over-the-counter securities fair pricing rule and confirmation disclosure requirements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 25 juin 2010 Market Regulation Document Type MFDA rule review Proposed New MFDA Rule 2.4.4 (Transaction Fees or Charges) and Proposed Amendments to MFDA Rule 5.1 (Requirement for Records) – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
