le 21 janvier 2011 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice of Commission Approval – Amendments to CNSX Rules 1, 3, 4 and 11 including the repeal of Rules 4-107 Entry of Orders for Market Maker Securities and 4-108 Fair Prices, and the addition of Rule 12 – CNSX Markets Inc. Marchés, OAR et agences de compensation
le 5 novembre 2010 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices CNSX Notice 2010-006 – Notice and Request for Comments – Amendments to Policy 2 Qualification for Listing – CNSX Markets Inc. Marchés, OAR et agences de compensation
le 24 septembre 2010 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices CNSX Notice 2010-005 – Notice and Request for Comments – Amendments to CNSX Rules 1, 3, 4, and 11 including the repeal of Rules 4-107 Entry of Orders or Market Maker Securities and 4-108 Fair Prices, and the addition of Rule 12 – CNSX Markets Inc. Marchés, OAR et agences de compensation
le 23 juillet 2010 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice of Commission Approval - Rule 1-101 Definitions and Rule 11-102 Qualification for Alternative Market – CNSX Markets Inc. Marchés, OAR et agences de compensation
le 2 juillet 2010 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices CNSX Notice 2010-003 – Policy and Rule Amendments – Policy 1, Policy 2, Policy 4, Policy 5 and related forms, new Policy 10 and Rules 1-101, 11-102 and 11-103 – CNSX Markets Inc. Marchés, OAR et agences de compensation
le 14 mai 2010 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices CNSX Notice 2010-01: - Notice and Request for Comments of Proposed Rule Change - Rule 1-101 Definitions and Rule 11-102 Qualifications for Alternative Market – CNSX Markets Inc. Marchés, OAR et agences de compensation
le 23 octobre 2009 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices CNSX Notice 2009-001 – Notice and Request for Comments – Proposed Policy and Rule Changes – Policy 1, Policy 2, Policy 4, Policy 5 and related forms, and Rule 1-101, Rule 11-102 and Rule 11-103 – CNSX Markets Inc. Marchés, OAR et agences de compensation
le 24 juin 2008 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice of Commission Approval – French Versions of CNQ Rules and Policies – Canadian Trading and Quotation System Inc. (CNQ) Marchés, OAR et agences de compensation
le 21 septembre 2007 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Amendments to Policy 6 Distributions - Amendment of Warrant Terms - Notice of Commission Approval - Canadian Trading and Quotation System Inc. (CNQ) Marchés, OAR et agences de compensation
le 21 septembre 2007 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Amendments to Policy 6 Distributions - Amendment of Warrant Terms - Canadian Trading and Quotation System Inc. (CNQ) Marchés, OAR et agences de compensation
le 10 janvier 2021 Document Brian Koscak, Dean Koeller and Nadine Milne (Private Capital Markets Association of Canada): Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Of Documents ouverts dans un nouvel onglet Comment letters
le 16 décembre 2020 Document Wanda Morris: Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemptio Documents ouverts dans un nouvel onglet Comment letters
le 20 juillet 2020 Document Comment Letter received from Raymonde Crête, Christine Morin (Université Laval) on July 20, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obli Documents ouverts dans un nouvel onglet Comment letters
le 17 juillet 2020 Document Comment Letter received from Stéphane Rousseau (Université de Montréal) on July 17, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations a Documents ouverts dans un nouvel onglet Comment letters
le 17 juillet 2020 Document Comment Letter received from Stéphane Rousseau (Université de Montréal) on July 17, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations a Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2021 Document Kenmar Associates Letter of February 22, 2021: RE: Proposed Amendments to NI 31-103 and related Instruments - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting & Updating Filing Deadlines Documents ouverts dans un nouvel onglet Comment letters
le 24 février 2021 Document Peter Brown: CSA Consultation Paper 25-403 – Activist Short Selling Documents ouverts dans un nouvel onglet Comment letters
le 25 février 2021 Document Yvette Lokker (Canadian Investor Relations Institute): CSA Consultation Paper 25-403 – Activist Short Selling Documents ouverts dans un nouvel onglet Comment letters
le 25 février 2021 Document Laurie Thomas (Standard Uranium): CSA Consultation Paper 25-403 – Activist Short Selling Documents ouverts dans un nouvel onglet Comment letters
le 1 mars 2021 Document Alix d'Anglejan-Chatillon and Kenneth G. Ottenbreit (Stikeman Elliott LLP) Letter of March 1, 2021; RE: Proposed OSC Rule 32-506 (Under the Commodity Futures Act) Exemptions for International Dealers, Advisers and Sub-Advisers – Pro Documents ouverts dans un nouvel onglet Comment letters
