Notice of Withdrawal of Proposal - Proposed Amendment to IDA Regulation 1300 - Discretionary Accounts
Marchés, OAR et agences de compensation
Notice of Commission Approval - Proposed Amendments to IDA Regulation 200.1(h) Regarding Confirmations for Managed Account Transactions
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IDA Amendments to Schedule 12 of Form 1 Relating to the Margin on Commodity Concentrations and Deposits
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Notice of Commission Approval - IDA Proposed Amendments to By-law 40, Regarding Individual Approvals, Notifications and Related Fees and National Registration Database
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Notice of Commission Approval - IDA Proposed By-law No. 17.19 - Business Continuity Plan Requirement
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Notice of Commission Approval - IDA Amendments to the General Notes and Definitions of Form 1 Relating to Foreign Pension Funds as Acceptable Institutions and Acceptable Counterparties
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IDA Proposed Amendments to Policy No. 11 - Research Restrictions and Disclosure Requirements - Notice of Commission Approval
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Notice of Withdrawal of By-Law - IDA Policy No. 4, Minimum Standards for Institutional Accounts
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IDA Policy No. 4 Minimum Standards for Institutional Accounts Withdrawal of By-Law
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IDA Policy No. 11 - Housekeeping Amendment to Research Restrictions and Disclosure Requirements
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IDA By-Law 40, Amendments to Individual Approvals, Notifications and Related Fees and National Registration Database
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Notice of Commission Approval - IDA Proposed Amendment to Regulation 100.2(f)(ii) and Proposed Regulation 100.2(l) - Margin Treatment for Money Market Mutual Funds
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Notice of Commission Approval - Amendments to Schedule 9 of IDA Form 1 (Securities Concentration Change)
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Notice of Commission Approval - Amendment to the IDA's General Notes & Definitions to Form 1 - Definition of "Acceptable Securities Locations"
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IDA - Definition of "Acceptable Securities Locations" - Transfer Agents, General Notes and Definitions to Form 1
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IIROC Notice 14-0298 – Rules Notice – Request for Comment – Proposed amendments to Dealer Member Rules 100 and 1200 and to Form 1 relating to the client free credit cash usage limit, client free credit segregation requirements, and securities concentration – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Request for Comment – Revised Proposed Amendments Relating to the Requirement to Disclose Membership in IIROC as a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Amendments to Dealer Member Rules 1, 2500, 2700, 3200 and Universal Market Integrity Rule 6.2 – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 14-0263 – Rules Notice – Request for Comment – Provisions Respecting Order Execution Services as a Form of Third-Party Electronic Access to Marketplaces – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Request for Comment – Proposed Amendments Relating to the Cross-Guarantee – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
