le 13 septembre 2023 Unofficial Consolidation Forms Unofficial Consolidation: Form 33-109F6 Firm Registration Documents d'Instruments, règles et politiques
le 13 septembre 2023 Unofficial Consolidation Companion Policy Unofficial Consolidation: Companion Policy 52-107CP - Acceptable Accounting Principles and Auditing Standards Documents d'Instruments, règles et politiques
le 26 octobre 2023 OSC Notice OSC Staff Notice 11-737 (Revised) – Securities Advisory Committee – Vacancies Documents d'Instruments, règles et politiques
le 11 juillet 2024 Request for Comment Proposed OSC Rule Proposed Companion Policy Proposed OSC Rule 11-502 Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed Companion Policy 11-502 Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed OSC Rule 11-503 (Commodity Futures Act) Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed Companion Policy 11-503 (Commodity Futures Act) Distribution of Amounts Paid to the OSC under Disgorgement Orders – Modernize the Process to Distribute Disgorged Amounts to Harmed Investors Documents d'Instruments, règles et politiques
le 3 août 2024 Document Harvey S. Naglie comments re. OSC Rule 11-502 & 11-503 Documents ouverts dans un nouvel onglet Comment letters
le 25 juillet 2024 Document Ken Kivenko (Kenmar Associates) comments re. OSC Rule 11-502 & 11-503 Documents ouverts dans un nouvel onglet Comment letters
le 3 octobre 2024 Document Brigitte Catellier, et al (The Osgoode Investor Protection Clinic), comments re. OSC Rule 11-502 & 11-503 Documents ouverts dans un nouvel onglet Comment letters
le 7 octobre 2024 Document Jean-Paul Bureaud (FAIR Canada), comments re. OSC Rule 11-502 & 11-503 Documents ouverts dans un nouvel onglet Comment letters
le 9 octobre 2024 Document IAP Comments on Proposed Rules and Companion Policies 11-502/11-503 – Distribution of Disgorged Amounts to Harmed Investors Documents ouverts dans un nouvel onglet Comment letters
le 9 octobre 2024 Document Investment Industry Association of Canada, comments re. 11-502/11-503 – Distribution of Disgorged Amounts to Harmed Investors Documents ouverts dans un nouvel onglet Comment letters
le 9 octobre 2024 Document Canadian Advocacy Council, comments re. 11-502/11-503 – Distribution of Disgorged Amounts to Harmed Investors Documents ouverts dans un nouvel onglet Comment letters
le 9 octobre 2024 Document Katie Walmsley and Warren M. Rudic (PMAC), comments re. 11-502/11-503 – Distribution of Disgorged Amounts to Harmed Investors Documents ouverts dans un nouvel onglet Comment letters
le 10 octobre 2024 Amendments to OSC Rule Amendments to OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting Documents d'Instruments, règles et politiques
le 10 octobre 2024 Market Regulation Document Type CIRO rule review and notices Request for Comment – Proposed Amendments Respecting Enhanced Cost Reporting – Canadian Investment Regulatory Organization (CIRO) Marchés, OAR et agences de compensation
le 10 octobre 2024 Market Regulation Document Type CIRO rule review and notices Notice of Commission Deemed Approval – Housekeeping Amendment to Canadian Investment Regulatory Organization (CIRO) Investment Dealer and Partially Consolidate (IDPC) Rule 2603(2) – Canadian Investment Regulatory Organization (CIRO) Marchés, OAR et agences de compensation
le 10 octobre 2024 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) pricing review Notice of Commission Approval – Proposed Amendments to CDS Fee Schedule – Central Counterparty (CCP) Services Failure to Receive – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
