le 8 juillet 2021 Des autorités en valeurs mobilières du Canada signent un accord de coopération sur les fonctions d’innovation avec la Securities and Futures Commission de Hong Kong Communiqués de presse
le 8 juillet 2021 Type of Memorandum Protocoles Dentente Internationaux Notice of Co-operation Agreement Concerning Innovative Fintech Businesses with the Hong Kong Securities and Futures Commission Memorandum of understanding
le 8 juillet 2021 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Request for Comment – Proposed Amendments to the Rules, Operations Manual, Risk Manual and Default Manual of CDCC to Introduce the Gross Client Margin (GCM) Model – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 8 juillet 2021 Market Regulation Document Type IIROC rule review Request for Comment – Proposed Amendments to the IIROC Rules and Form 1 relating to the Futures Segregation and Portability Customer Protection Regime – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 8 juillet 2021 Market Regulation Document Type Investment Dealers Association rule review IIROC Notice 21-0113 – Proposed Amendments to the IIROC Rules and Form 1 relating to the futures segregation and portability customer protection regime – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 28 juin 2021 Decision Trans-Canada Capital Inc. and TCC Alphabet Master Fund, LP Ordonnances et décisions
le 29 juin 2021 Decision BMO Private Investment Counsel Inc. and BMO Private Canadian Short-Term Bond Portfolio Ordonnances et décisions
