Proposed Criteria for recognition with terms and conditions
Marchés, OAR et agences de compensation
Proposed Memorandum of Understanding regarding oversight of RS Inc.
Marchés, OAR et agences de compensation
Summary of Public Comments – Amendments to s. 24.3 – Suspensions in Certain Circumstances and Related Provision of MFDA By-law No. 1 – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Consent – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval - Housekeeping Amendments to MFDA Rule 1.1.7 - Business Names, Styles, Etc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Housekeeping Amendments to MFDA Rule 4 – Insurance – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to Section 11 of MFDA By-law No. 1 – Member Approval Process – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Housekeeping Amendments to MFDA Policy No. 1 – New Registrant Training and Supervision – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Housekeeping Amendments to MFDA Rule 3 – Financial and Operations Requirements – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Housekeeping Amendments to MFDA Policy No. 4 – Internal Control Policy Statements and MFDA Financial Questionnaire and Report – Form 1 – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Housekeeping Amendments to MFDA Rule 1.1.7 (Business Names, Styles, etc.) – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Housekeeping Amendments to MFDA Rule 4 – Insurance – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
OSC Staff Notice of Commission Approval – Material Amendments to CDS Procedures – CDCC Interface – Phase 2 – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Request for Comments – Material Amendments to CDS Procedures – Enhancements to the CNS Allotment and Conversion Process – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Order - Application for Exemptive Relief - The London Metal Exchange
Marchés, OAR et agences de compensation
Notice of Commission Approval and Recognition Orders - Maple Group Acquisition Corporation - TMX Group Inc. and TSX Inc.
Marchés, OAR et agences de compensation
Notice and Request for Comment - Proposed Combination with Bourse de Montréal Inc. - TSX Group Inc. and TSX Inc.
Marchés, OAR et agences de compensation
Notice of Commission Order - Application to Amend Recognition Order of TSX Group Inc. and TSX Inc.
Marchés, OAR et agences de compensation
Notice of Commission Order - Application to Amend Recognition Order of TSX Group Inc. and TSX Inc.
Marchés, OAR et agences de compensation
Notice and Request for Comment - Application to Amend Recognition Order of TSX Group Inc. and TSX Inc.
Marchés, OAR et agences de compensation
