le 3 mars 2006 Market Regulation Document Type Investment Dealers Association rule review Notice of Commission Approval - Proposped Amendments to IDA Regulation 500 and Policy No 6. Trader Registration Marchés, OAR et agences de compensation
le 18 octobre 2002 Market Regulation Document Type Investment Dealers Association rule review Notice of Commission Approval - Amendments to IDA Regulation 2100.6 - Inter-Dealer Brokerage Systems Marchés, OAR et agences de compensation
le 18 octobre 2002 Market Regulation Document Type Investment Dealers Association rule review Notice of Commission Approval - Amendments to IDA Policy No. 7 - Partners, Directors and Officers Marchés, OAR et agences de compensation
le 1 octobre 2004 Market Regulation Document Type Investment Dealers Association rule review Notice of Commission Approval - Amendments to Schedule 9 of IDA Form 1 (Securities Concentration Change) Marchés, OAR et agences de compensation
le 1 octobre 2004 Market Regulation Document Type Investment Dealers Association rule review Notice of Commission Approval - Amendment to the IDA's General Notes & Definitions to Form 1 - Definition of "Acceptable Securities Locations" Marchés, OAR et agences de compensation
le 1 octobre 2004 Market Regulation Document Type Investment Dealers Association rule review IDA - Definition of "Acceptable Securities Locations" - Transfer Agents, General Notes and Definitions to Form 1 Marchés, OAR et agences de compensation
le 24 juin 2008 Order Deutsche Bank Trust Company Americas et al. - s. 46(4) of the OBCA Ordonnances et décisions
le 26 septembre 2008 Order Dexia Asset Management Luxembourg S.A. - 218 of the Regulation Ordonnances et décisions
le 13 février 2008 Approval EcoRock Asset Management Inc. - s. 213(3)(b) of the LTCA Ordonnances et décisions
le 28 janvier 2008 Order Faircourt CSCRF 2008 No. 1 Limited Partnership - OSC Rule 41-501 General Prospectus Requirements, s. 15.1 Ordonnances et décisions
le 18 décembre 2007 Approval FaithLife Investment Management Inc. - s. 213(3)(b) of the LTCA Ordonnances et décisions
le 24 octobre 2008 Decision FAP USA, L.P. - s. 6.1(1) of NI 31-102 National Registration Database and s. 6.1 of OSC Rule 13-502 Fees Ordonnances et décisions
le 14 novembre 2008 Approval Fidelity Investments Canada ULC - s. 213(3)(b) of the LTCA Ordonnances et décisions
le 14 mars 2008 Order Front Street Real Estate 2008 Limited Partnership - OSC Rule 41-501 General Prospectus Requirements, s. 15.1 Ordonnances et décisions
le 4 juillet 2008 Order Frontenac Mortgage Investment Corporation and W.A. Robinson & Associates Ltd. Ordonnances et décisions