Notice of Proposed Changes and Request For Comment - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice of Approval - Introduction of the CX2 GEF Facility - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice of Approval - GEF Facility - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice of Approval - Changes To Fixed Income Trading System - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice of Approval - Introduction of Trading Incentive Program - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice of Housekeeping Amendments - Housekeeping Amendments to Trading Rules and Policies - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice of Housekeeping Rule Amendments - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comment - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice of Proposed Fee Change and Request for Comment - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice of Approval - Introduction of New Dark Order Types for CXD Trading Book - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comment - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice of Approval - Changes to Allocation Matching Priority for CXC Trading Book - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comment - Changes to CXC Trading Book - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice of Commission Approval - Access to Nasdaq Fixed Income Trading System - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
OSC Staff Notice and Request for Comment Regarding Proposed GEF Facility for an Exchange to be Established by Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice and Request for Comment - Application for Recognition as Exchanges - Nasdaq CXC Limited and Ensoleillement Inc.
Marchés, OAR et agences de compensation
Sun Life Global Investments (Canada) Inc. et al. – ss. 78(1), 80 of the CFA
Ordonnances et décisions
TJM Institutional Services LLC – s. 38 of the CFA and s. 6.1 of OSC Rule 91-502 Trades in Recognized Options
Ordonnances et décisions
Wells Fargo Securities, LLC – s. 38 of the CFA and s. 6.1 of Rule 91-502 Trades in Recognized Options
Ordonnances et décisions
Western Asset Management Company, LLC – s. 80 of the CFA
Ordonnances et décisions
