le 30 novembre 2017 Market Regulation Document Type IIROC rule review IIROC Notice 17-0223 – Notice of Commission Approval – Continuing Education Requirements for Approved Persons – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 30 novembre 2017 Market Regulation Document Type IIROC rule review Notice of Commission Deemed Approval – Housekeeping Amendments to the IIROC Consolidated Enforcement, Examination and Approval Rules – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 30 novembre 2017 Market Regulation Document Type IIROC rule review IIROC Notice 17-0224 – Notice of Commission Deemed Approval – Housekeeping Amendments to the IIROC Consolidated Enforcement, Examination and Approval Rules – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 28 septembre 2017 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments Respecting Trading Supervision Obligations – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 21 juin 2018 Market Regulation Document Type IIROC rule review IIROC Notice 18-0118 – Housekeeping amendments to the provisions respecting Trading Supervision Obligations – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 12 avril 2018 Market Regulation Document Type IIROC rule review Request for Comment – Republication of Proposed Amendments to Client Identification and Verification Requirements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 12 avril 2018 Market Regulation Document Type IIROC rule review IIROC Notice 18-0079 – Republication of Proposed Amendments to Client Identification and Verification Requirements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 28 septembre 2017 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments to Dealer Member Rule 200.2(l)(x)(B) on Trade-Confirmation Suppression Requirements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 20 août 2015 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Commission Approval – Material Amendments to CDS Rules – Participant Approval Authority – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 6 août 2015 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Commission Approval – Material Amendments to CDS Procedures – Discontinuation of On-Site Contingency Service in Vancouver and Calgary – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 28 mai 2015 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Effective Date – Technical Amendments to CDS Procedures – Transfer Fees Allocation Reports – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 28 mai 2015 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Effective Date – Technical Amendments to CDS Procedures – Relocation of Calgary and Vancouver CDS Offices – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 28 mai 2015 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review OSC Staff Notice of Request for Comment – Material Amendments to CDS Rules – Participant Approval Authority – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 28 mai 2015 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review OSC Staff Notice of Request for Comment – Material Amendments to CDS Procedures – Discontinuation of On-Site Contingency Service in CDS Vancouver and Calgary – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 21 mai 2015 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Effective Date – Technical Amendments to CDS Procedures – CNS Enhancement Initiatives – CNS Collateral Deadlines – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 14 mai 2015 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Effective Date – Technical Amendments to CDS Procedures – CDS Currency Service – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 26 février 2015 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Effective Date – Technical Amendments to CDS Procedures Related to Changes for Aequitas Neo Exchange Bring-on – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 22 janvier 2015 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Commission Approval – Material Amendments to CDS Rules – Emergency Authority – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 8 janvier 2015 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Commission Approval – Material Amendments to CDS Rules and Procedures – Mitigation of Procyclical Effects on Calculations of Equity Haircuts and the CNS Participant Fund Collateral Requirements – Introduction of a CNS Participant Default Fund – Settlement Agent Category Credit Rings – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 11 décembre 2014 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review ERRATA – Material Amendments to CDS Procedures – Extenders of Credit and Settlement Agent Category Credit Rings – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
