Memorandum of Understanding Regarding Oversight of Investment Industry Regulatory Organization of Canada (IIROC) among Recognizing Regulators
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Oversight Review Report of the Mutual Fund Dealers Association of Canada (MFDA)
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Notice – Technical Amendments to CDS Procedures – Housekeeping Changes – CDS Clearing and Depository Services Inc.
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Notice – Technical Amendments to CDS Procedures – Canadian Securities Exchange Buy-ins – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – MFDA Policy 5 – Branch Review Requirements – Mutual Fund Dealers Association of Canada (MFDA)
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Request for Comments - Material Amendments to CDS Participant Rules Related to Non-LVTS Settlement Agents
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Notice of Commission Approval – Amendments to MFDA By-law No. 1, Regarding the Enforcement Process – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Material Amendments to CDS Rules – Participant Application to Use Functionality for Roles re Securities – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – Euroclear UK Direct Service – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – MFDA Amendments to MFDA Rule 1.1.7 Regarding Business Names, Styles, Etc. – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Housekeeping Amendment to MFDA By-law No. 1, Section 18.2.2, Regarding Regional Councils – Ex Officio Members – Mutual Fund Dealers Association of Canada (MFDA)
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CDS Notice and Request for Comments - Material Amendments to CDS Rules Relating to CREST Link
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CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to International Services Procedure
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CDS Rule Amendment Notice - Technical Amendments to ATON User Guide
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Notice of Commission Approval - Material Amendments to CDS Procedures Relating to Late Delivery of Collateral
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Notice of Commission Approval - Material Amendments to CDS Procedures Relating to CCP Collateral Requirements for Withdrawing Participants
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Material Amendments to CDS Rules - Delivery Services - Request for Comments
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Notice of Commission Approval - Material Amendments to CDS Rules - ACT Participant
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Notice of Commission Approval - Material Amendments to CDS Rules Governing Cross-Border Services - Regulation SHO
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Technical Amendments to CDS Rules - Pledge and Settlement Procedures
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