OSC Staff Notice 23-705 - Guidance on Self-Help Related to Omega Securities Inc.
Documents d'Instruments, règles et politiques
OSC Staff Notice 23-706 Omega Securities Inc.
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OSC Staff Notice 23-707 Omega Securities Inc.
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[withdrawn by CSA Staff Notice 11-346, September 14, 2023] CSA Staff Notice 23-322 Trading Fee Rebate Pilot Study
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Amendments to NI 23-102 Use of Client Brokerage Commissions, NI 24-101 Institutional Trade Matching and Settlement, NI 81-107 Independent Review Committee for Investment Funds, and NI 11-102 Passport System
Documents d'Instruments, règles et politiques
Notice of Proposed National Instrument: NI - 23-102 - Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services
Documents d'Instruments, règles et politiques
Notice of Proposed National Instrument: NI - 23-102 - Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services
Documents d'Instruments, règles et politiques
Notice of National Instrument 23-102 Use of Client Brokerage Commissions and Companion Policy 23-102CP
Documents d'Instruments, règles et politiques
NI 23-102 Use of Client Brokerage Commissions and Companion Policy 23-102CP
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Proposed Amendments to NI 23-103 Electronic Trading
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CSA Notice of Approval: Amendments to National Instrument 23-103 Electronic Trading
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Notice of Ministerial Approval: Amendments to National Instrument 23-103 Electronic Trading
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National Instrument 23-103 - Electronic Trading and Direct Electronic Access to Marketplaces - Part 1 - Definitions and Interpretation
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Companion Policy 23-103CP - Electronic Trading and Direct Electronic Access to Marketplaces
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Notice of Commission Order: Recognition of Certain Exchanges for the Purposes of NI 23-103 Electronic Trading and Direct Electronic Access to Marketplaces
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[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] CSA Staff Notice: 23-302 - Joint Regulatory Notice - Electronic Audit Trail Initiative (TREATS)
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CSA Staff Notice: CSA Notice - 23-303 - Update on Concept Paper 23-402 Best Execution and Soft Dollar Arrangements
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Notice of Approval of NI 23-102 Use of Client Brokerage Commissions and Proposed Consequential Amendments
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NI 23-102 Use of Client Brokerage Commissions
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Notice of Ministerial Approval: NI 23-102 Use of Client Brokerage Commissions
Documents d'Instruments, règles et politiques
