Amendments to National Instrument 24-102 Clearing Agency Requirements and Changes to Companion Policy 24-102CP Clearing Agency Requirements
Documents d'Instruments, règles et politiques
Ontario Securities Commission Rule 25-501 (Commodity Futures Act) Designated Benchmarks and Benchmark Administrators
Documents d'Instruments, règles et politiques
CSA Staff Notice 21-326 – Guidance for Reporting Material Systems Incidents
Documents d'Instruments, règles et politiques
Companion Policy 25-501 (Commodity Futures Act) Designated Benchmarks and Benchmark Administrators
Documents d'Instruments, règles et politiques
CSA Position Paper 25-404 - New Self-Regulatory Organization Framework
Documents d'Instruments, règles et politiques
CSA-IIROC Staff Notice 21-330 Guidance for Crypto-Trading Platforms - Requirements relating to Advertising, Marketing and Social Media Use
Documents d'Instruments, règles et politiques
CSA Staff Notice 24-318 – Preparing for the Implementation of T+1 Settlement
Documents d'Instruments, règles et politiques
CSA Staff Notice of Approval 25-307 - Appendix A - Recognition Order for the New SRO
Documents d'Instruments, règles et politiques
CSA Staff Notice of Approval 25-307 - Appendix B - Memorandum of Understanding among the Recognizing Regulators regarding oversight of the New SRO
Documents d'Instruments, règles et politiques
CSA Staff Notice of Approval 25-308 - Approval and Acceptance of Canadian Investor Protection Fund - Appendix B – Memorandum of Understanding among the Regulators regarding oversight of CIPF
Documents d'Instruments, règles et politiques
CSA Staff Notice 25-306 Activist Short Selling Update
Documents d'Instruments, règles et politiques
Joint CSA and IIROC Staff Notice 23-329 - Short Selling in Canada
Documents d'Instruments, règles et politiques
CSA/CIRO Staff Notice 23-332 Summary of Comments and Responses to CSA/IIROC Staff Notice 23-329 Short Selling in Canada
Documents d'Instruments, règles et politiques
CSA Notice – Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement and Changes to Companion Policy 24-101 Institutional Trade Matching and Settlement
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 24-101 Institutional Trade Matching and Settlement
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 24-101CP Institutional Trade Matching and Settlement
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 24-101F1 Registered Firm Exception Report of DAP/RAP Trade Reporting And Matching
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 24-101F2 Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 24-101F3 Matching Service Utility Notice of Operations
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 24-101F4 Matching Service Utility Notice of Cessation of Operations
Documents d'Instruments, règles et politiques
