Unofficial Consolidation: OSC Rule 23-501 Designation as Market Participant
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 24-101 Institutional Trade Matching and Settlement
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 24-101CP Institutional Trade Matching and Settlement
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 24-101F1 Registered Firm Exception Report of DAP/RAP Trade Reporting And Matching
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 24-101F2 Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 24-101F3 Matching Service Utility Notice of Operations
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 24-101F4 Matching Service Utility Notice of Cessation of Operations
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 24-101F5 Matching Service Utility Quarterly Operations Report of Institutional Trade Reporting and Matching
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 24-102 Clearing Agency Requirements
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 24-102CP Clearing Agency Requirements
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 25-101 Designated Rating Organizations
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 25-101F1 Designated Rating Organization Application and Annual Filing
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 25-101F2 Submission to Jurisdiction and Appointment of Agent for Service of Process
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Policy 25-201 Guidance for Proxy Advisory Firms
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 21-101 Marketplace Operation
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 21-101CP Marketplace Operation
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 21-101F1 Information Statement Exchange or Quotation and Trade Reporting System
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 21-101F2 Information Statement Alternative Trading System
Documents d'Instruments, règles et politiques
CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of Amendments to National Instrument 24-102 Clearing Agency Requirements
Documents d'Instruments, règles et politiques