Unofficial Consolidation: Form 24-101F5 Matching Service Utility Quarterly Operations Report of Institutional Trade Reporting and Matching
Documents d'Instruments, règles et politiques
CSA Staff Notice 25-313 – 2024 Annual Activities Report on the Oversight of Canadian Investment Regulatory Organization and Canadian Investor Protection Fund
Documents d'Instruments, règles et politiques
CSA Position Paper 25-404 - New Self-Regulatory Organization Framework
Documents d'Instruments, règles et politiques
CSA Staff Notice of Approval 25-308 - Approval and Acceptance of Canadian Investor Protection Fund
Documents d'Instruments, règles et politiques
CSA Staff Notice of Approval 25-308 - Approval and Acceptance of Canadian Investor Protection Fund - Appendix A – Approval Order for CIPF
Documents d'Instruments, règles et politiques
CSA Staff Notice and Request for Comment 25-305 - Application for Approval of the New Investor Protection Fund: Appendix C – Draft MOU among the Regulators regarding oversight of the New IPF
Documents d'Instruments, règles et politiques
CSA Staff Notice and Request for Comment 25-304 - Application for Recognition of New Self-Regulatory Organization: Appendix C – Draft MOU among the Recognizing Regulators regarding oversight of the New SRO
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment - Proposed Amendments to Multilateral Instrument 25-102 Designated Benchmarks and Benchmark Administrators and Changes to Companion Policy 25-102 Designated Benchmarks and Benchmark Administrators
Documents d'Instruments, règles et politiques
OSC Notice and Request for Comment - Proposed Amendments to Ontario Securities Commission Rule 25-501 (Commodity Futures Act) Designated Benchmarks and Benchmark Administrators and Proposed Changes to Companion Policy 25-501 (Commodity Futures Act)
Documents d'Instruments, règles et politiques
Ontario Securities Commission Rule 25-501 (Commodity Futures Act) Designated Benchmarks and Benchmark Administrators
Documents d'Instruments, règles et politiques
National Instrument 21-101 Marketplace Operation
Documents d'Instruments, règles et politiques
Companion Policy 21-101CP Marketplace Operation
Documents d'Instruments, règles et politiques
CSA-IIROC Staff Notice 21-330 Guidance for Crypto-Trading Platforms - Requirements relating to Advertising, Marketing and Social Media Use
Documents d'Instruments, règles et politiques
Notice of Coming into Force of MI 25-102, OSC Rule 25-501 and Consequential Amendments
Documents d'Instruments, règles et politiques
Multilateral Instrument 25-102 Designated Benchmarks and Benchmark Administrators
Documents d'Instruments, règles et politiques
Companion Policy 25-102 Designated Benchmarks and Benchmark Administrators
Documents d'Instruments, règles et politiques
CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework
Documents d'Instruments, règles et politiques
Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Staff Notice 21-329 Guidance for Crypto-Asset Trading Platforms: Compliance with Regulatory Requirements
Documents d'Instruments, règles et politiques
CSA/CIRO Staff Notice 23-332 Summary of Comments and Responses to CSA/IIROC Staff Notice 23-329 Short Selling in Canada
Documents d'Instruments, règles et politiques
CSA Notice – Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement and Changes to Companion Policy 24-101 Institutional Trade Matching and Settlement
Documents d'Instruments, règles et politiques
