OSC Notice of Amendments to OSC Rule 33-506 and Companion Policy Registration Information
Documents d'Instruments, règles et politiques
CSA Notice of Amendments to National Instrument 33-109 Registration Information and Changes to the Companion Policy to National Instrument 33-109 Registration Information and Consequential Amendments to National Instrument 31-103 Registration Requirements
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Registration Information Amendments – December 16, 2021 - Annex A – Summary of notable changes to the Proposals
Documents d'Instruments, règles et politiques
Registration Information Amendments – December 16, 2021 - Annex B – List of commenters and summary of comments on the Proposals and responses
Documents d'Instruments, règles et politiques
Registration Information Amendments – December 16, 2021 - Annex C – Frequently asked questions on updating registration information on NRD
Documents d'Instruments, règles et politiques
Registration Information Amendments – December 16, 2021 - Annex D – Adoption of the Amendments
Documents d'Instruments, règles et politiques
Registration Information Amendments – December 16, 2021 - Annex E – Amendments to NI 33-109
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Registration Information Amendments – December 16, 2021 - Annex F – Blackline showing amendments to NI 33-109
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Registration Information Amendments – December 16, 2021 - Annex G – Changes to 33-109CP
Documents d'Instruments, règles et politiques
Registration Information Amendments – December 16, 2021 - Annex H – Blackline showing changes to 33-109CP
Documents d'Instruments, règles et politiques
Registration Information Amendments – December 16, 2021 - Annex I – Amendments to NI 31-103
Documents d'Instruments, règles et politiques
Registration Information Amendments – December 16, 2021 - Annex J – Changes to 31-103CP
Documents d'Instruments, règles et politiques
Registration Information Amendments – December 16, 2021 - Annex K – Local matters
Documents d'Instruments, règles et politiques
OSC Notice of Amendments to OSC Rule 33-506 (Commodity Futures Act) and Companion Policy Registration Information
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Unofficial Consolidation: National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
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CFA Registration Information Amendments - Dec 16, 2021 - Appendix A
Documents d'Instruments, règles et politiques
CFA Registration Information Amendments - Dec 16, 2021 - Appendix B
Documents d'Instruments, règles et politiques
Notice of General Order – Transitional Relief Related to the Deferred Sales Charge Option in Respect of Client Focused Reforms Enhanced Conflicts of Interest and Client First Suitability Provisions of National Instrument 31-103 Registration Requirements,
Documents d'Instruments, règles et politiques
Ontario Instrument 31-514 – Transitional Relief Related to the Elimination of the Deferred Sales Charge Option in respect of Client Focused Reforms Enhanced Conflicts of Interest and Client First Suitability Provisions of National Instrument 31-103
Documents d'Instruments, règles et politiques
CSA Notice 31-360 Blanket Orders/Class Orders in respect of Transitional Relief Related to the Deferred Sales Charge Option in respect of Client Focused Reforms Enhanced Conflicts of Interest and Client First Suitability Provisions of National Instrument
Documents d'Instruments, règles et politiques
