Ontario Securities Commission Rule 91-502 Trades in Recognized Options
Documents d'Instruments, règles et politiques
Unofficial consolidation: OSC Rule - 91-503 - Trades in Commodity Futures Contracts and Commodity Futures Options Entered Into on Commodity Futures Exchanges Situated Outside Ontario
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Rule 91-506 Derivatives: Product Determination
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Unofficial Consolidation: Companion Policy 91-507CP Trade Repositories and Derivatives Data Reporting
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 94-101CP Mandatory Central Counterparty Clearing of Derivatives
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 94-101CPF1 Intragroup Exemption
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 94-101CPF2 Derivatives Clearing Services
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 94-101F1 Intragroup Exemption
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 94-101F2 Derivatives Clearing Services
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 94-102CP Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 94-102F1 Customer Collateral Report: Direct Intermediary
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 94-102F2 Customer Collateral Report: Indirect Intermediary
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 94-102F3 Customer Collateral Report: Regulated Clearing Agency
Documents d'Instruments, règles et politiques
CSA Notice and Second Request for Comment – Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives and Proposed Changes to Companion Policy 94-101 Mandatory Central Counterparty Clearing of Derivatives
Documents d'Instruments, règles et politiques
CSA Staff Notice 95-302 Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
Documents d'Instruments, règles et politiques
Notice of General Order – Ontario Instrument 91-505 Exemptions from the Options Proficiency Requirement for International Dealers, Advisers and Sub-Advisers (Interim Class Order)
Documents d'Instruments, règles et politiques
Ontario Instrument 91-505 Exemptions from the Options Proficiency Requirement for International Dealers, Advisers and Sub-Advisers (Interim Class Order)
Documents d'Instruments, règles et politiques
CSA Notice of Publication – Amendments to National Instrument 94-101 & Companion Policy 94-101 - Mandatory Central Counterparty Clearing of Derivatives
Documents d'Instruments, règles et politiques