Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure
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Request for Comments - Five Year Review Committee of Securities Legislation in Ontario
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Five Year Review Committee Draft Report of Reviweing the Securities Act (Ontario)
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Five Year Review Committee Final Report of Reviewing the Securities Act (Ontario)
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Background Research Report - The Canadian Mutual Fund Industry: Its Experience With and Attitudes Toward Mutual Fund Regulation
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Background Legal Report - Trust Law Implications of Proposed Regulatory Reform of Mutual Fund Governance Structures
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Consultation Paper 81 - 403 (Rethinking Point of Sale Disclosure for Segregated Funds and Mutual Funds): Concept Proposal - 81-403 - Rethinking Point of Sale Disclosure for Segregated Funds and Mutual Funds
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Background Research Report to Consultation Paper 81- 403: Concept Proposal - 81-403 - Rethinking Point of Sale Disclosure for Segregated Funds and Mutual Funds
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Unofficial Consolidation: Form 24-102F1 Clearing Agency Submission to Jurisdiction and Appointment of Agent for Service of Process
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Unofficial Consolidation: Form 24-102F2 Cessation of Operations Report for Clearing Agency
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Unofficial Consolidation: OSC Rule 24-501 Designation as Market Participant
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Unofficial Consolidation: National Instrument 25-101 Designated Rating Organizations
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Unofficial Consolidation: Form 25-101F1 Designated Rating Organization Application and Annual Filing
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Unofficial Consolidation: Form 25-101F2 Submission to Jurisdiction and Appointment of Agent for Service of Process
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Unofficial Consolidation: OSC Rule 31-505 Conditions Of Registration
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Unofficial Consolidation: National Policy 25-201 Guidance for Proxy Advisory Firms
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Unofficial Consolidation: National Instrument 31-102 National Registration Database
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Unofficial Consolidation: Companion Policy 31-102CP National Registration Database
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Final Report for Ontario Securities Commission: NI - 81-106 and Companion Policy 81-106CP
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Notice of Request for Comment: NI 81-106 and Companion Policy 81-106CP
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